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ESMA report on trends, risks and vulnerabilities : No. 1, 2014
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010335233
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Technical discussion paper : risk, performance scenarios and cost disclosures in key information documents for Packaged Retail and Insurance-based Investment Products (PRIIPs)
European Banking Authority; European Securities and …; … - 2015
Persistent link: https://www.econbiz.de/10011287842
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Joint consultation paper : the risk factors guidelines
European Banking Authority; European Securities and …; … - 2015
Persistent link: https://www.econbiz.de/10011412740
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Joint consultation paper : the risk-based supervision guidelines
European Banking Authority; European Securities and …; … - 2015
Persistent link: https://www.econbiz.de/10011412741
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Joint consultation paper : PRIIPs Key Information Documents
European Banking Authority; European Securities and …; … - 2015
Persistent link: https://www.econbiz.de/10011412744
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Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
European Securities and Markets Authority - 2014
ESMA provides further details on trade reporting in updated EMIR Q&AThe European Securities and Markets Authority (ESMA) has issued today updated Question & Answers (Q&As) on the implementation of the European Markets Infrastructure Regulation (EMIR). These updated Q&As clarify, among others,...
Persistent link: https://www.econbiz.de/10010335226
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Credit rating agencies : annual report 2013
European Securities and Markets Authority - 2014
a credit rating assessment is a comprehensive risk assessment leading to high quality ratings;• internal governance …, ensuring the full independence of the internal review function and thereby reducing the risk of potential conflict of interest …
Persistent link: https://www.econbiz.de/10010335230
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Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010335234
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Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)
European Securities and Markets Authority - 2014
ESMA is calling for public feedback on possible content to draft technical standards on matters such as settlement discipline, CSD registration and requirements, including confirmation rules (acceptance or rejection of terms in good time before the intended settlement date) for trading venues...
Persistent link: https://www.econbiz.de/10010335235
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Consultation paper on Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revise...
European Securities and Markets Authority - 2014
The European Securities and Markets Authority (ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings and the indicative list of financial instruments subject to notification...
Persistent link: https://www.econbiz.de/10010335236