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Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Compliance-Funktion
European Securities and Markets Authority - 2012
Persistent link: https://www.econbiz.de/10010335223
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Consultation paper : Draft regulatory technical standards on risk-mitigation techniques for OTC-derivative contracts not cleared by a CCP under Article 11(15) of Regulation (EU) No...
European Securities and Markets Authority; European …; … - 2014
Persistent link: https://www.econbiz.de/10010343054
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Questions and answers : implementation of the Regulation (EU) no 6486/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010368093
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Questions and answers : implementation of the Regulation (EU) no 6486/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) ; [11th update]
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010464679
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Final report : Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms
European Securities and Markets Authority - 2013
Persistent link: https://www.econbiz.de/10010260422
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Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
European Securities and Markets Authority - 2014
ESMA provides further details on trade reporting in updated EMIR Q&AThe European Securities and Markets Authority (ESMA) has issued today updated Question & Answers (Q&As) on the implementation of the European Markets Infrastructure Regulation (EMIR). These updated Q&As clarify, among others,...
Persistent link: https://www.econbiz.de/10010335226
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ESMA report on trends, risks and vulnerabilities : No. 1, 2014
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010335233
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Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010335234
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Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)
European Securities and Markets Authority - 2014
ESMA is calling for public feedback on possible content to draft technical standards on matters such as settlement discipline, CSD registration and requirements, including confirmation rules (acceptance or rejection of terms in good time before the intended settlement date) for trading venues...
Persistent link: https://www.econbiz.de/10010335235