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Thailand - Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation
World Bank Group - 2019
This is an assessment of the Securities and Exchange Commission of Thailand (SEC) and, secondarily, of certain self …-regulatory organizations (SRO) that participate in the regulation of the capital markets of Thailand. This assessment was conducted in February …) and the World Bank. The financial sector of Thailand shows strong growth and is dominated by banks, which are a major …
Persistent link: https://www.econbiz.de/10012646633
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Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
International Monetary Fund - 2008
jurisdiction. The laws, regulations, rules and procedures governing the operations and activities of Thailand Securities … the Ministry of Commerce (MoC), the Securities and Exchange Commission (SEC) and the Bank of Thailand (BOT). It is …
Persistent link: https://www.econbiz.de/10012247121
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Thailand : Financial Sector Assessment Program: Detailed Assessment of Observance of Thailand Securities Depository (TSD) of the CPSS/IOSCO Recommendations for Securities Settlemen...
International Monetary Fund - 2009
This paper discusses the assessment of observance of Thailand Securities Depository (TSD) of the Committee of Payments … settlement systems for Thailand. On the basis of the assessment, it is recommended that securities settlement systems should have …
Persistent link: https://www.econbiz.de/10014406833
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Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund - 2013
The Securities Commission Malaysia (SC), as the supervisor of the capital markets, has developed a robust supervisory framework that exhibits high levels of implementation of the International Organization of Securities Commissions Objectives and Principles of Securities Regulation (IOSCO...
Persistent link: https://www.econbiz.de/10012560012
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Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Syste...
International Monetary Fund (contributor);  … - International Monetary Fund - 2010
This assessment forms part of the joint International Monetary Fund (IMF) World Bank Indonesia Financial Sector Assessment Program (FSAP) which is being undertaken during 2009-2010. The assessment, which covers the private sector equity and corporate bonds securities system's observance of the...
Persistent link: https://www.econbiz.de/10012247388
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El Salvador Financial Sector Assessment Program Update : Payments, Remittances, and Securities Settlement Systems
International Monetary Fund (contributor);  … - International Monetary Fund - 2010
Payment systems are a core part of all financial systems. The quality of payment systems determines the stability of the overall economy, the efficiency and reliability of financial intermediation, and the possibility for the private sector to innovate and provide new services to consumers. This...
Persistent link: https://www.econbiz.de/10012247391
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Republic of Argentina Financial Sector Assessment : IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund - 2011
This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. Specifically, Argentina operates a highly, even uniquely, transparent securities regulatory program. The assessment also finds that the Argentine...
Persistent link: https://www.econbiz.de/10012247697
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United Arab Emirates : Dubai International Financial Centre: Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities...
International Monetary Fund - 2007
This Detailed Assessment of the Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for the Dubai International Financial Centre (DIFC) discusses the preconditions for effective securities regulations and...
Persistent link: https://www.econbiz.de/10014405832
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Russian Federation : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund - 2012
This assessment reviews the regulatory framework in place for the oversight of the capital markets of the Russian Federation as of June 2011. The Russian securities markets, in particular, have been volatile, reflecting the inflow and outflow of money and the crisis. Foreign investment banks...
Persistent link: https://www.econbiz.de/10014396598
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People’s Republic China : Detailed Assessment Report: CPSS-IOSCO Recommendations for Securities Settlement Systems and Central Counterparties
International Monetary Fund - 2012
A detailed assessment report on the observance of the Committee on Payment and Settlement Systems-International Organization of Securities Commissions recommendations for China’s Securities Settlement Systems and Central Counterparties is presented. The bond market comprises the interbank bond...
Persistent link: https://www.econbiz.de/10014396629