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-regulatory organizations (SRO) that participate in the regulation of the capital markets of Thailand. This assessment was conducted in February …
Persistent link: https://www.econbiz.de/10012646633
Principles of Securities Regulation (IOSCO Principles) in most areas. The SC's independence will be buttressed by some changes to …
Persistent link: https://www.econbiz.de/10012560012
The responsibilities of the regulator should be clearly and objectively stated. The regulator should be operationally independent and accountable in the exercise of its functions and powers. The regulator should have adequate powers, proper resources and the capacity to perform its functions and...
Persistent link: https://www.econbiz.de/10012247122
regulation was conducted between May 11 and May 26, 2011 in Buenos Aires, Argentina and includes references to certain post on …
Persistent link: https://www.econbiz.de/10012247697
Securities Commissions (IOSCO) objectives and principles of securities regulation for Thailand. The assessment recommends …
Persistent link: https://www.econbiz.de/10014403484
Principles of Securities Regulation for Monaco. It reveals that overall, there has been progress in implementing the Offshore … Financial Center assessment recommendations in most areas of securities regulation, but more needs to be done on key topics. In …
Persistent link: https://www.econbiz.de/10014406805
Principles of Securities Regulation for Switzerland. Overall, there has been substantial progress in implementing Financial … Sector Assessment Program recommendations in various areas of securities regulation. In part, changes have been motivated by …
Persistent link: https://www.econbiz.de/10014406883
This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly implemented a large majority of principles. The human resources of the Securities...
Persistent link: https://www.econbiz.de/10014407001
Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation. The report was prepared by a staff team of the … the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital … markets, including observance of the IOSCO Objectives and Principles of Securities Regulation …
Persistent link: https://www.econbiz.de/10014406099
This technical note focuses on financial market infrastructures (FMIs) in Spain. The way Spanish authorities supervise and oversee FMIs is an essential issue in promoting and maintaining domestic financial stability. Although systemically important payments systems are European or international...
Persistent link: https://www.econbiz.de/10014396428