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Thailand Financial Sector Assessment Program : Thailand Securities Depository of the CPSS/IOSCO Recommendations for Securities Settlement Systems
International Monetary Fund - 2008
jurisdiction. The laws, regulations, rules and procedures governing the operations and activities of Thailand Securities … the Ministry of Commerce (MoC), the Securities and Exchange Commission (SEC) and the Bank of Thailand (BOT). It is …
Persistent link: https://www.econbiz.de/10012247121
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Thailand Financial Sector Assessment Program : Implementation of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund - 2008
The responsibilities of the regulator should be clearly and objectively stated. The regulator should be operationally independent and accountable in the exercise of its functions and powers. The regulator should have adequate powers, proper resources and the capacity to perform its functions and...
Persistent link: https://www.econbiz.de/10012247122
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Thailand Financial Sector Assessment Program : CPSS Core Principles for Systemically Important Payment Systems
International Monetary Fund - 2008
This assessment of the payment systems in Thailand was undertaken in the context of the International Monetary Fund … (IMF) and the World Bank Financial Sector Assessment Program (FSAP) exercise for Thailand in January 2007. It covers the … Bank of Thailand Automated High-value Transfer Network (BAHTNET), which is a real time gross settlement (RTGS) system. The …
Persistent link: https://www.econbiz.de/10012247123
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Thailand : Financial Sector Assessment Program: Detailed Assessment of Observance of Thailand Securities Depository (TSD) of the CPSS/IOSCO Recommendations for Securities Settlemen...
International Monetary Fund - 2009
This paper discusses the assessment of observance of Thailand Securities Depository (TSD) of the Committee of Payments … settlement systems for Thailand. On the basis of the assessment, it is recommended that securities settlement systems should have …
Persistent link: https://www.econbiz.de/10014406833
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Financial Sector Assessment Program : Malaysia - IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund - 2013
The Securities Commission Malaysia (SC), as the supervisor of the capital markets, has developed a robust supervisory framework that exhibits high levels of implementation of the International Organization of Securities Commissions Objectives and Principles of Securities Regulation (IOSCO...
Persistent link: https://www.econbiz.de/10012560012
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Republic of Indonesia Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems--The Equity and Corporate Bonds Securities Settlement Syste...
International Monetary Fund (contributor);  … - International Monetary Fund - 2010
This assessment forms part of the joint International Monetary Fund (IMF) World Bank Indonesia Financial Sector Assessment Program (FSAP) which is being undertaken during 2009-2010. The assessment, which covers the private sector equity and corporate bonds securities system's observance of the...
Persistent link: https://www.econbiz.de/10012247388
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Republic of Indonesia Financial Sector Assessment Program : CPSS Core Principles for Systemically Important Payment Systems
International Monetary Fund (contributor);  … - International Monetary Fund - 2010
This assessment forms part of the joint International Monetary Fund (IMF) and World Bank Indonesia Financial Sector Assessment Program (FSAP) which is being undertaken during 2009-2010. The assessment which covers the Bank Indonesia's real time gross settlement (BI-RTGS) system's observance of...
Persistent link: https://www.econbiz.de/10012247389
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Republic of Argentina Financial Sector Assessment : IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund - 2011
This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. Specifically, Argentina operates a highly, even uniquely, transparent securities regulatory program. The assessment also finds that the Argentine...
Persistent link: https://www.econbiz.de/10012247697
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Sweden : Financial Sector Assessment Program Update: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation
International Monetary Fund - 2011
This paper provides an assessment of the level of implementation of the International Organization of Securities Commissions (IOSCO) Principles in Sweden’s securities market. The assessment has identified several significant weaknesses in the scope and effectiveness of securities market...
Persistent link: https://www.econbiz.de/10014398293
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Germany : Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations
International Monetary Fund - 2011
Germany has a comprehensive legislative and institutional framework for the effective supervision of the securities markets. The overall level of compliance with the IOSCO principles is high. There are significant industry concerns about the implementation costs resulting from a rapidly changing...
Persistent link: https://www.econbiz.de/10014398300