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Financial market regulation : agencies engaged in consolidated supervision can strengthen performance measurement and collaboration ; report to Congressional committees
2007
Persistent link: https://www.econbiz.de/10003448304
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2
Securities and Exchange Commission : programs and operations
Larimore, James N.
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contributor
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2008
Persistent link: https://www.econbiz.de/10003743749
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3
Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls ; report to Congressional requesters
2005
Persistent link: https://www.econbiz.de/10003447832
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4
Public Utility Holding Company Act : opportuniteis exist to strengthen SEC's administration of the act ; report to the Ranking Minority Member, Committee on Energy and Commerce, an...
Markey, Edward J.
(
contributor
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2005
Persistent link: https://www.econbiz.de/10003447938
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5
Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage ; report to the Committee on the Judiciary, House of Representatives
2005
Persistent link: https://www.econbiz.de/10003447962
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6
Bank fees : creeping up and up
2008
Persistent link: https://www.econbiz.de/10003730870
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7
Financial regulation : industry changes prompt need to reconsider US regulatory structure ; report to the Chairman, Committee on Banking, Housing, and Urban Affairs, US Senate
2004
Persistent link: https://www.econbiz.de/10003278342
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8
Federal Home Loan Bank System : an overview of changes and current issues affecting the system ; statement of Thomas J. McCool, ..., testimony before the Committee on Banking, Hous...
MacCool, Thomas J.
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contributor
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2005
Persistent link: https://www.econbiz.de/10003279626
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9
Corporate governance : NCUA's controls and related procedures for board independence and objectivity are similar to other financial regulators, but opportunities exist to enhance i...
Thomas, William M.
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contributor
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2006
Persistent link: https://www.econbiz.de/10003461063
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10
Credit unions : greater transparency needed on who credit unions serve and on senior executive compensation arrangements ; report to the Chairman, Committee on Ways and Means, Hous...
2006
Persistent link: https://www.econbiz.de/10003447365
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