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Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations

Bošković, Tanja - 2009

Persistent link: https://www.econbiz.de/10011393442

Financial Sector Assessment Program : Brazil - IOSCO Objectives and Principles of Securities Regulation

World Bank - 2013

corporate governance and the protection of minority shareholders continue to be challenges. Finally, recommendations to improve …

Persistent link: https://www.econbiz.de/10012560055

Financial Sector Assessment Program : Nigeria - IOSCO Objectives and Principles of Securities Regulation

World Bank - 2013

The regulatory framework for securities markets in Nigeria has improved markedly since the 2002 Financial Sector Assessment Program (FSAP), and particularly in the last five years. Since the adoption of the Investments and Securities Act 2007 (ISA) and the first set of rules and regulations of...

Persistent link: https://www.econbiz.de/10012560060

Thailand Financial Sector Assessment Program : Implementation of the IOSCO Objectives and Principles of Securities Regulation

International Monetary Fund - 2008

The responsibilities of the regulator should be clearly and objectively stated. The regulator should be operationally independent and accountable in the exercise of its functions and powers. The regulator should have adequate powers, proper resources and the capacity to perform its functions and...

Persistent link: https://www.econbiz.de/10012247122

Republic of Argentina Financial Sector Assessment : IOSCO Objectives and Principles of Securities Regulation

International Monetary Fund - 2011

This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. Specifically, Argentina operates a highly, even uniquely, transparent securities regulatory program. The assessment also finds that the Argentine...

Persistent link: https://www.econbiz.de/10012247697

People's Republic of China Financial Sector Assessment Program : CPSS-IOSCO Recommendations for Securities Settlement Systems and Central Counterparties

World Bank - 2012

The Securities Settlement Systems (SSS) in the People's Republic of China (PRC) are organized around three different types of markets, which are the bond market, the corporate securities market, and the futures market. The China Government Depositary and Clearing Corporation Limited (CCDC) is...

Persistent link: https://www.econbiz.de/10012248144

Republic of Turkey Financial Sector Assessment Program : Assessment of Observance of the CPMI - IOSCO Principles for Financial Market Infrastructures

World Bank - 2016

The Central Bank of the Republic of Turkey (CBRT), the Capital Markets Board and the Banking Regulation and Supervisory Authority (BRSA) are the authorities with responsibility for specific elements of the Turkey National Payments System (NPS). The CBRT, is the central bank and has regulatory...

Persistent link: https://www.econbiz.de/10012248419

Philippines : IOSCO Objectives and Principles of Securities Regulation

World Bank - 2013

A joint World Bank/International Monetary Fund mission visited the Republic of the Philippines during the period October 8-23 and November 19-December 6, 2001 as part of the Financial Sector Assessment Program (FSAP). The aim was to assess the effectiveness of securities regulation, soundness of...

Persistent link: https://www.econbiz.de/10012558571

China's management of enterprise assets : the state as shareholder

1997

Persistent link: https://www.econbiz.de/10010525420

Does More Power for Shareholders Undermine Board Stewardship?

World Bank - 2012

The level of shareholders' expertise and experience needs to be questioned as they wield greater clout and become more … deeply involved in strategic issues that should be the board's purview. This misdirected involvement distracts shareholders … from their principal and most important role: electing and overseeing boards. To play that role, shareholders must have the …

Persistent link: https://www.econbiz.de/10012556162