prudential regulation of Collective Investment Schemes (CIS) are discussed. …

principles of securities regulation approved in 2010 and the methodology updated in 2011. The IOSCO methodology requires that …

regulation was conducted between May 11 and May 26, 2011 in Buenos Aires, Argentina and includes references to certain post on …

The Central Bank of the Republic of Turkey (CBRT), the Capital Markets Board and the Banking Regulation and Supervisory … and TRs. The BRSA as part of its banking supervision responsibility is responsible for regulation of payment instruments … and also regulation and supervision of non-bank e-money and payment institutions. This assessment covers the following …

the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital … securities regulation. The Securities and Exchange Commission (SEC) is the primary regulatory authority over the capital markets … operations and offer foreign exchange products and services. The Securities Regulation Code (SRC) is the main legal basis for the …

This Note identifies four main theoretical options for securities markets self-regulation in India, based on precedents … Exchange (BSE). The new entity would be responsible for both market and member regulation. The Exchanges provide an existing … interest at Exchange SROs. (2) Hybrid structure: NSE and BSE retain responsibility for market regulation, and create a new …