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The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the … International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including … some identified in the 2006 assessment. Australian Securities and Investments Commission's (ASIC) operational independence …
Persistent link: https://www.econbiz.de/10009679485
Cover -- CONTENTS -- GLOSSARY -- A -- B -- C -- D -- E -- F -- H -- I -- K -- L -- M -- N -- O -- P -- R -- S -- T -- U -- V -- W -- EXECUTIVE SUMMARY -- I. BACKGROUND, KEY FINDINGS AND FOLLOW UP -- A. Introduction -- B. Methodology and Information Used for the Assessment -- C. Overview of...
Persistent link: https://www.econbiz.de/10012689853
. Recognition of a clearing agency is also required under provincial securities legislation where terms and conditions and the …. Provincial securities regulators are encouraged to train FMI oversight staff in advanced quantitative skills to support risk …
Persistent link: https://www.econbiz.de/10014407891
This paper on Belgium focuses on detailed assessment of observance of the International Organization of Securities …
Persistent link: https://www.econbiz.de/10015058874
This report on Belgium discusses the technical note on financial safety net and crisis management. The authorities should now focus on strengthening the crisis management framework, ensure the operational readiness of resolution plans and enhancing the Deposit Insurance System. The Belgium...
Persistent link: https://www.econbiz.de/10015058878
This paper discusses the technical note on Supervision and Disclosure of Climate-Related Risks for the Sweden Financial Sector Assessment Program. Swedish banks are in general mainly exposed to the effects of climate change through loans that are collateralized by real estate properties and...
Persistent link: https://www.econbiz.de/10015059532
This technical note discusses Sweden's Oversight and Supervision of Financial Market Infrastructures and Selected Issues in Payment Systems. Digitalization of payments has been rising steadily in Sweden. In addition to the continuous digitalization of payments, Sweden is undergoing a major...
Persistent link: https://www.econbiz.de/10015059533
Since the 2008 Financial Sector Assessment Program (FSAP), the financial sector of the West African Economic and Monetary Union (WAEMU) has undergone major changes that have altered its risk profile. Three structural changes have played a key role since the 2008 FSAP: (i) the financial sector...
Persistent link: https://www.econbiz.de/10015060077
service for German financial markets and beyond. CBF is the central securities depository (CSD) in Germany providing mainly … to perform core CSD services as well as non-banking ancillary services. It is also the operator of two securities …
Persistent link: https://www.econbiz.de/10015060195
This technical note investigates the interconnectedness between the market-based finance (MBF) sector in Ireland and the rest of the financial system, with a view to assessing potential financial stability risks. Ireland has made good progress in implementing the recommendations from the 2016...
Persistent link: https://www.econbiz.de/10015060229