Reviews past developments in information sharing for securities regulation, including cases where the US Securities … information‐sharing legislation, including the Elsag Bailey and Global Securities decisions; plus the increased international … database that SEC has established with the British Columbia Securities Commission.  …

Shows how the Securities and Exchange Act and the Racketeer Influenced and Corrupt Organizations Act 1970 (RICO) in the … investors by law since the stock market crash of 1929, the Acts’ provisions, and cases arising from them: the Securities Act is … concerned with disclosure, and the Exchange Act with trading in securities. Moves on to the provisions of the RICO, which makes …

Argues that Canada should follow Australia in forming a one‐stop national securities regulation system. Examines the … present system, which is complex, since each province has its own securities commission, with resulting problems for ensuring … Securities Commission (IOSCO) despite the existence of the Canadian Securities Administrators. Presents an alternative proposal …

which affect how securities regulators in the US may disclose and share information. Design/methodology/approach – This … and state securities regulators to share public and non‐public information. Findings – The findings are that state and … US law is alleged) on behalf of a foreign securities regulator, or one by one state jurisdiction on behalf of another …

focusing, among other things, on the Chinese Securities Regulatory Commission's (CSRC) enforcement actions in the period 1993 … offences in China. The campaign against securities offences did not actually come with the stricter enforcement of insider …/value – The paper will be of interest to researchers in the field of financial crime and securities regulation. Regulators, the …

securities regulation to the determinants of the financial crisis. Design/methodology/approach – The paper identifies these …