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Bank failure and deposit protection in offshore Britain: the case of Guernsey
Morris, P.E. - In: Journal of Financial Regulation and Compliance 18 (2010) July, pp. 272-292
nature of the Guernsey jurisdiction, its offshore development and policy issues in deposit protection. Legislation … legislative reaction dominated by finance centre reputational concerns. The legislation is clear and comprehensive but the long …
Persistent link: https://www.econbiz.de/10009395132
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FSA challenge in Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime
Gray, Joanna - In: Journal of Financial Regulation and Compliance 17 (2009) July, pp. 349-356
Purpose – The purpose of this paper is to look at a recent Financial Services Authority (FSA) challenge in the Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime (FSA v. Fox Hayes: Court of...
Persistent link: https://www.econbiz.de/10004987621
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The Lamfalussy process four years on
Schaub, Alexander - In: Journal of Financial Regulation and Compliance 13 (2005) May, pp. 110-120
Regulation of European Securities Markets, chaired by Alexandre Lamfalussy. Four years on, this paper concludes that, while it is … legislation affecting securities markets is now more transparent, with better involvement of external stakeholders and enhanced … improvement in the quality of legislation and an acceleration of the legislative process. The use of implementing measures will …
Persistent link: https://www.econbiz.de/10004987623
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The Lamfalussy process four years on
Schaub, Alexander - In: Journal of Financial Regulation and Compliance 13 (2005) 2, pp. 110-120
Regulation of European Securities Markets, chaired by Alexandre Lamfalussy. Four years on, this paper concludes that, while it is … legislation affecting securities markets is now more transparent, with better involvement of external stakeholders and enhanced … improvement in the quality of legislation and an acceleration of the legislative process. The use of implementing measures will …
Persistent link: https://www.econbiz.de/10014869987
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FSA challenge in Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime
Gray, Joanna - In: Journal of Financial Regulation and Compliance 17 (2009) 3, pp. 349-356
Purpose – The purpose of this paper is to look at a recent Financial Services Authority (FSA) challenge in the Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime ( FSA v. Fox Hayes: Court of...
Persistent link: https://www.econbiz.de/10014870140
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Bank failure and deposit protection in offshore Britain: the case of Guernsey
Morris, P.E. - In: Journal of Financial Regulation and Compliance 18 (2010) 3, pp. 272-292
nature of the Guernsey jurisdiction, its offshore development and policy issues in deposit protection. Legislation … legislative reaction dominated by finance centre reputational concerns. The legislation is clear and comprehensive but the long …
Persistent link: https://www.econbiz.de/10014870167
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The reforms: a political safe haven or political suicide – is the Labour bubble bursting?
Chambers, Clare - In: Journal of Financial Regulation and Compliance 19 (2011) February, pp. 5-17
. Findings – The paper concludes that although the bank regulation needs to be reformed, it is debateable whether it is the time …. Originality/value – This paper offers an original insight into the political influences on banking regulation within the UK. …
Persistent link: https://www.econbiz.de/10009391948
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The reforms: a political safe haven or political suicide – is the Labour bubble bursting?
Chambers, Clare - In: Journal of Financial Regulation and Compliance 19 (2011) 1, pp. 5-17
. Findings – The paper concludes that although the bank regulation needs to be reformed, it is debateable whether it is the time …. Originality/value – This paper offers an original insight into the political influences on banking regulation within the UK.  …
Persistent link: https://www.econbiz.de/10014870176
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Bank failure and deposit protection in offshore Britain: the case of Guernsey
Gray, Joanna - In: Journal of Financial Regulation and Compliance 18 (2010) July, pp. 293-300
Purpose – The purpose of this paper is to report and comment on a High Court ruling where the Court had to decide certain preliminary issues of law arising out of a mis-selling claim brought against Royal Bank of Scotland Plc (hereafter “the Bank”) by Titan Steel Wheels Ltd (hereafter...
Persistent link: https://www.econbiz.de/10009395138
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Does flexibility hinder financial regulation? The case of CRA enforcement in the USA
Dahl, Drew - In: Journal of Financial Regulation and Compliance 18 (2010) July, pp. 193-200
financial regulation. Originality/value – This is believed to be the first empirical study on bank-specific factors associated …
Persistent link: https://www.econbiz.de/10009395143