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Co-designing compliance to the Anti-Money Laundering Act within the small and medium enterprise sector
Kelkar, Ameya; Rao, Asha - In: Journal of Financial Regulation and Compliance 21 (2013) February, pp. 84-101
Purpose – Money laundering is a financial crime that does not directly affect a business but poses a serious threat to a nation's stability and security. The Australian Anti-money Laundering and Counter Terrorism Financing Act (AML/CTF Act – the Act) passed into law in 2006, but achieving...
Persistent link: https://www.econbiz.de/10010815041
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Co‐designing compliance to the Anti‐Money Laundering Act within the small and medium enterprise sector
Kelkar, Ameya; Rao, Asha - In: Journal of Financial Regulation and Compliance 21 (2013) 1, pp. 84-101
Purpose – Money laundering is a financial crime that does not directly affect a business but poses a serious threat to a nation's stability and security. The Australian Anti‐money Laundering and Counter Terrorism Financing Act (AML/CTF Act – the Act) passed into law in 2006, but achieving...
Persistent link: https://www.econbiz.de/10014870233
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Case study: Where is the risk in transaction monitoring?
Veyder, Frank - In: Journal of Financial Regulation and Compliance 11 (2003) 4, pp. 323-328
How to fight money laundering and comply with anti‐money laundering legislation in a way that is both cost effective and precise? Many banks are struggling with this question. This paper presents a case study discussing the pros and cons of implementing a transaction monitoring system. Dexia...
Persistent link: https://www.econbiz.de/10014869953
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Keeping dirty money and terrorist funds away: The proposed Money Laundering Regulation of the Swiss Federal Banking Commission
Hüpkes, Eva H.G. - In: Journal of Financial Regulation and Compliance 10 (2002) 4, pp. 317-328
Money Laundering Regulation. The draft regulation proposes stricter rules for banks and securities dealers to prevent money …
Persistent link: https://www.econbiz.de/10014869922
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A risk-based approach to AML: A controversy between financial institutions and regulators
Wit, Jos de - In: Journal of Financial Regulation and Compliance 15 (2007) May, pp. 156-165
– Regulators and financial institutions need to co-operate so that AML standards can be set within a risk-based approach, thus …
Persistent link: https://www.econbiz.de/10004987568
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A risk‐based approach to AML
de Wit, Jos - In: Journal of Financial Regulation and Compliance 15 (2007) 2, pp. 156-165
– Regulators and financial institutions need to co‐operate so that AML standards can be set within a risk‐based approach, thus …
Persistent link: https://www.econbiz.de/10014870059
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The metamorphosis of insider trading in the face of regulatory enforcement
Dorn, Nicholas - In: Journal of Financial Regulation and Compliance 19 (2011) February, pp. 75-84
in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it. …
Persistent link: https://www.econbiz.de/10009391953
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The metamorphosis of insider trading in the face of regulatory enforcement
Dorn, Nicholas - In: Journal of Financial Regulation and Compliance 19 (2011) 1, pp. 75-84
in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it.  …
Persistent link: https://www.econbiz.de/10014870181
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The “day after” Basel 2: do regulators comply with banking culture?
Carretta, Alessandro; Farina, Vincenzo; Schwizer, Paola - In: Journal of Financial Regulation and Compliance 18 (2010) November, pp. 316-332
development of banking culture and representing basic goals of prudential regulation. …
Persistent link: https://www.econbiz.de/10009391967
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Value at risk: a critical overview
Sollis, Robert - In: Journal of Financial Regulation and Compliance 17 (2009) November, pp. 398-414
implications – The evidence here suggest that if VaR is to play a major role under future financial regulation then research is …
Persistent link: https://www.econbiz.de/10009364773