Regulation of European Securities Markets, chaired by Alexandre Lamfalussy. Four years on, this paper concludes that, while it is … political cooperation between all the institutions (Commission, Council and European Parliament). This has resulted in an …, including better involvement of consumers; timetables for transposing measures into national law; focusing more on general rules …

Regulation of European Securities Markets, chaired by Alexandre Lamfalussy. Four years on, this paper concludes that, while it is … political cooperation between all the institutions (Commission, Council and European Parliament). This has resulted in an …, including better involvement of consumers; timetables for transposing measures into national law; focusing more on general rules …

in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it. …

in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it.  …

reflections on the governance aspects of BRRFs that would require minimum harmonization in the EU, emphasizing that BRRFs are only … one institutional component of financial institutions' effective and credible resolution regime. This paper focuses on … depository institutions, but the rationale of BRRFs could be extended to other credit institutions. Findings – BRRFs contribute …

Purpose – The purpose of this paper is to provide an overview of key issues in the governance of defined contribution … governance of defined contribution pension schemes, for example, in terms of the fund choice that should be offered. Originality …

primarily on the current business model, governance and regulation practices, and capital adequacy. It then argues for a change … same quality of governance and regulation as well as professionalism and modernization as the mainstream commercial banks … in a paradigm shift by the UCBs, and how better governance and regulatory structure can assist this shift. Findings – The …

macrostructure and high levels of compliance function competences in investment services and business knowledge, with a low variation …, with growing operational complexity in a framework of principle-based regulation. JEL classification: G2 …

reflections on the governance aspects of BRRFs that would require minimum harmonization in the EU, emphasizing that BRRFs are only … one institutional component of financial institutions' effective and credible resolution regime. This paper focuses on … depository institutions, but the rationale of BRRFs could be extended to other credit institutions. Findings – BRRFs contribute …

macrostructure and high levels of compliance function competences in investment services and business knowledge, with a low variation …, with growing operational complexity in a framework of principle‐based regulation.  …