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The conundrum of legislating risk reduction through financial regulatory reform: The case of Dodd-Frank and FASB accounting changes
Gilsinan, James F.; Seitz, Neil; Fisher, James; Islam, … - In: Journal of Financial Regulation and Compliance 21 (2013) May, pp. 150-163
Purpose – The purpose of this paper is to examine the legislative process, in order to determine the likely effectiveness of financial reform efforts in the USA. Design/methodology/approach – Case study of the legislative process, particularly the less visible parts such as rule making, that...
Persistent link: https://www.econbiz.de/10010688456
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The conundrum of legislating risk reduction through financial regulatory reform
Gilsinan, James F.; Seitz, Neil; Fisher, James; Islam, … - In: Journal of Financial Regulation and Compliance 21 (2013) 2, pp. 150-163
Purpose – The purpose of this paper is to examine the legislative process, in order to determine the likely effectiveness of financial reform efforts in the USA. Design/methodology/approach – Case study of the legislative process, particularly the less visible parts such as rule making, that...
Persistent link: https://www.econbiz.de/10014870237
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Basel II: Vintage 2003
Cornford, Andrew - In: Journal of Financial Regulation and Compliance 12 (2004) 1, pp. 22-35
source of problems for regulation. Many of the revisions in CP3 in comparison with 2001 are a response to representations …
Persistent link: https://www.econbiz.de/10014869958
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Cause v. consequence-based regulation: Basel III v. the Eurocodes
Vermorken, Maximilian A.; Vermorken, Alphons Th. - In: Journal of Financial Regulation and Compliance 19 (2011) May, pp. 111-116
/methodology/approach – The approach is based on studying the two selected regulation systems, Basel III and the Eurocodes and identifies how the … the financial regulation uses a cause-based approach to regulation, in which the causes of a crisis are found and … set of codes of practice. It is the trade-off between less regulation and increased responsibility. Originality …
Persistent link: https://www.econbiz.de/10009391940
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A macro-prudential perspective of financial regulation
Nguyen, Tristan - In: Journal of Financial Regulation and Compliance 19 (2011) July, pp. 289-297
Purpose – In the recent financial crisis, many observers have assigned monetary policy a central role in the crisis. Specifically, they claim that excessively easy monetary policy by the Federal Reserve in the first half of the decade helped to cause a bubble in housing prices in the USA. The...
Persistent link: https://www.econbiz.de/10009391943
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Co-operative and competitive enforced self regulation: The role of governments, private actors and banks in corporate responsibility
Ojo, Marianne - In: Journal of Financial Regulation and Compliance 19 (2011) May, pp. 139-155
fostered through monitoring and the involvement of governments in the regulation of firms. Design/methodology/approach – In …” view of government is advanced as having a fundamental role in the regulation and supervision of banks. Findings … – Governments have a vital role to play in corporate responsibility and regulation given the fact that banks are costly and …
Persistent link: https://www.econbiz.de/10009391944
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The reforms: a political safe haven or political suicide – is the Labour bubble bursting?
Chambers, Clare - In: Journal of Financial Regulation and Compliance 19 (2011) February, pp. 5-17
. Findings – The paper concludes that although the bank regulation needs to be reformed, it is debateable whether it is the time …. Originality/value – This paper offers an original insight into the political influences on banking regulation within the UK. …
Persistent link: https://www.econbiz.de/10009391948
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The metamorphosis of insider trading in the face of regulatory enforcement
Dorn, Nicholas - In: Journal of Financial Regulation and Compliance 19 (2011) February, pp. 75-84
in relation to regulation and enforcement. This paper examines aspects of this ongoing process and contributes to it. …
Persistent link: https://www.econbiz.de/10009391953
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Firm size and compliance costs asymmetries in the investment services
Gabbi, Giampaolo; Tanzi, Paola Musile; Nadotti, Loris - In: Journal of Financial Regulation and Compliance 19 (2011) February, pp. 58-74
Purpose – The purpose of this paper is to find out how effectively implemented are measuring approaches to compliance and whether there is a correlation between the measures implementation, financial specialisation and international activity. The authors evaluate if the regulatory framework...
Persistent link: https://www.econbiz.de/10009391960
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Learning from pondlife and fishermen: towards a modular financial services industry
Walsh, Aidan - In: Journal of Financial Regulation and Compliance 19 (2011) November, pp. 312-322
Purpose – Haldane has suggested that modularity would add sustainability to the financial system. The purpose of this paper is to suggest a route by which such modularity might be achieved. Design/methodology/approach – The paper attempts to explore the micro-foundations of regulatory...
Persistent link: https://www.econbiz.de/10009391961