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The EMIR compliance game
Cates, Emily - In: Journal of securities operations & custody 7 (2014) 1, pp. 27-35
Persistent link: https://www.econbiz.de/10011486342
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The evolution of EEA transaction reporting
Nowell, David; Vincent, Matthew - In: Journal of securities operations & custody 7 (2015) 4, pp. 319-328
Persistent link: https://www.econbiz.de/10011487296
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Coping with European regulatory requirements for automated trading : best practices and new requirements resulting from regulation
Stangl, Gunnar - In: Journal of securities operations & custody 7 (2015) 4, pp. 337-347
Persistent link: https://www.econbiz.de/10011487334
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Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt - In: Journal of securities operations & custody 10 (2017/2018) 4, pp. 290-295
Persistent link: https://www.econbiz.de/10011976020
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The state of play of MIFID II on fund distribution
Newham, Matthew - In: Journal of securities operations & custody 10 (2017/2018) 2, pp. 117-124
Persistent link: https://www.econbiz.de/10011889832
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Should you be banking on RegTech?
Walshe, Jane; Cropper, Tom - In: Journal of securities operations & custody 10 (2017/2018) 2, pp. 167-175
Persistent link: https://www.econbiz.de/10011889909
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The road to making regulation more efficient : a case study in the application of best practices and data standards in regulatory reporting
Shah, Beju - In: Journal of securities operations & custody 11 (2019) 2, pp. 128-144
Persistent link: https://www.econbiz.de/10012028567
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Blockchain and the General Data Protection Regulation : reconciling protection and innovation
Munier, Lucie; Kemball-Cook, Ashley - In: Journal of securities operations & custody 11 (2019) 2, pp. 145-157
Persistent link: https://www.econbiz.de/10012028569
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Best execution reporting requirements for electronic communications under MiFID II
Smith, Robin - In: Journal of securities operations & custody 9 (2017) 4, pp. 321-328
Persistent link: https://www.econbiz.de/10011796657
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The EU's new regulatory framework : the auditor’s perspective
Dennett, Simon - In: Journal of securities operations & custody 9 (2017) 3, pp. 259-268
Persistent link: https://www.econbiz.de/10011845150