Narrow search
Showing 1 - 10 of 70
Cover Image
Key compliance priorities of investment advisers : a short global overview
Bornatico, Andrea M. - In: Journal of securities operations & custody 10 (2017/2018) 3, pp. 210-221
Persistent link: https://www.econbiz.de/10011890840
Cover Image
More resilient, better managed, less complex : strengthening FMUs and linkages in the system : comment
Dahlgren, Sarah - In: Journal of securities operations & custody 7 (2014/2015) 2, pp. 100-106
Persistent link: https://www.econbiz.de/10011486531
Cover Image
Collateral is the new cash : the systemic risks of inhibiting collateral fluidity
Hill, Andy - In: Journal of securities operations & custody 7 (2014) 1, pp. 6-20
Persistent link: https://www.econbiz.de/10011486336
Cover Image
The EMIR compliance game
Cates, Emily - In: Journal of securities operations & custody 7 (2014) 1, pp. 27-35
Persistent link: https://www.econbiz.de/10011486342
Cover Image
Regulations impacting corporte actions and best practices for implementation
Culhane, Deborah - In: Journal of securities operations & custody 7 (2014) 1, pp. 36-41
Persistent link: https://www.econbiz.de/10011486345
Cover Image
A modest proposal : right-sizing exchange immunity
Flati, Zachary J. - In: Journal of securities operations & custody 7 (2015) 3, pp. 218-233
Persistent link: https://www.econbiz.de/10011487222
Cover Image
Central securities depositories regulation : the next systemic crisis waiting to happens?
Vanderheyden, Koen; Reucroft, Tim - In: Journal of securities operations & custody 7 (2015) 3, pp. 242-252
Persistent link: https://www.econbiz.de/10011487239
Cover Image
The evolution of EEA transaction reporting
Nowell, David; Vincent, Matthew - In: Journal of securities operations & custody 7 (2015) 4, pp. 319-328
Persistent link: https://www.econbiz.de/10011487296
Cover Image
Coping with European regulatory requirements for automated trading : best practices and new requirements resulting from regulation
Stangl, Gunnar - In: Journal of securities operations & custody 7 (2015) 4, pp. 337-347
Persistent link: https://www.econbiz.de/10011487334
Cover Image
Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt - In: Journal of securities operations & custody 10 (2017/2018) 4, pp. 290-295
Persistent link: https://www.econbiz.de/10011976020