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The EMIR compliance game
Cates, Emily - In: Journal of securities operations & custody 7 (2014) 1, pp. 27-35
Persistent link: https://www.econbiz.de/10011486342
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Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt - In: Journal of securities operations & custody 10 (2017/2018) 4, pp. 290-295
Persistent link: https://www.econbiz.de/10011976020
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The Client Assets Sourcebook (CASS) journey
Boston, Gillian - In: Journal of securities operations & custody 10 (2017/2018) 4, pp. 315-320
Persistent link: https://www.econbiz.de/10011976030
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Reconciliations : the forefront of regulatory compliance procedures
Gordon, Maryse - In: Journal of securities operations & custody 8 (2015/2016) 4, pp. 356-363
Persistent link: https://www.econbiz.de/10011667530
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AnaCredit: why it matters to look at other regulations in context
Dorval, Michel - In: Journal of securities operations & custody 9 (2017) 3, pp. 252-258
Persistent link: https://www.econbiz.de/10011845148
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Key compliance priorities of investment advisers : a short global overview
Bornatico, Andrea M. - In: Journal of securities operations & custody 10 (2017/2018) 3, pp. 210-221
Persistent link: https://www.econbiz.de/10011890840
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Assessing buy-side preparations for meeting derivatives reform under the European Market Infrastructure Regulation
Goodchild, Elspeth - In: Journal of securities operations & custody 6 (2013/2014) 2, pp. 174-180
Persistent link: https://www.econbiz.de/10010234975
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From cost to opportunity : holistic regulatory change management
Narayanan, Anand - In: Journal of securities operations & custody 15 (2023) 4, pp. 325-335
Persistent link: https://www.econbiz.de/10014426781
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Regulations : burden or insurance?
Romhanyi, Julia B. - In: Journal of securities operations & custody 12 (2020) 2, pp. 153-160
Persistent link: https://www.econbiz.de/10012249239
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Regulatory reporting : success is found in a solid foundation
Gordon, Maryse - In: Journal of securities operations & custody 10 (2017/2018) 1, pp. 57-66
Persistent link: https://www.econbiz.de/10011855606