SPATACEAN, Ioan-Ovidiu; CERGHIZAN, Anca - In: STUDIA UNIVERSITATIS PETRU MAIOR SERIES OECONOMICA 1/2014 (2014) December, pp. 45-61
This article presents investment firms, especially brokerage companies, in terms of violations of regulations and legislation related to capital market. The first stage of the research hilights the responsibilities of investment firms from Romania to prevent fraudulent practices and market...