Toggle navigation
Logout
Change account settings
EN
DE
ES
FR
A-Z
Beta
About EconBiz
News
Thesaurus (STW)
Research Skills
Help
EN
DE
ES
FR
My account
Logout
Change account settings
Login
Publications
Events
Your search terms
Search
Retain my current filters
~isPartOf:"The journal of investment compliance"
Search options
All Fields
Title
Exact title
Subject
Author
Institution
ISBN/ISSN
Published in...
Publisher
Open Access only
Advanced
Search history
My EconBiz
Favorites
Loans
Reservations
Fines
You are here:
Home
The Philippines: recent financ...
Similar by subject
Narrow search
Delete all filters
| 1 applied filter
Year of publication
From:
To:
Subject
All
Financial market regulation
108
Finanzmarktregulierung
108
Financial supervision
84
Finanzmarktaufsicht
84
USA
55
United States
55
Financial markets law
34
Kapitalmarktrecht
34
Securities and Exchange Commission (SEC)
34
Regulation
20
Regulierung
20
US Securities and Exchange Commission (SEC)
19
Securities law
18
Wertpapierrecht
18
Broker-dealer
16
Financial Industry Regulatory Authority (FINRA)
15
Law enforcement
12
Rechtsdurchsetzung
12
Bourse
11
Börse
11
Investment Fund
11
Investmentfonds
11
Securities trading
8
Wertpapierhandel
8
Corporate disclosure
7
Dodd-Frank Act
7
Enforcement
7
Securities and Exchange Commission
7
Unternehmenspublizität
7
Cybersecurity
6
Financial crisis
6
Financial industry regulatory authority (FINRA)
6
Finanzkrise
6
Data security
5
Datensicherheit
5
Policies and procedures
5
Registration
5
Securities and exchange commission (SEC)
5
Ankündigungseffekt
4
Announcement effect
4
more ...
less ...
Online availability
All
Undetermined
55
Type of publication
All
Article
108
Type of publication (narrower categories)
All
Article in journal
108
Aufsatz in Zeitschrift
108
Language
All
English
108
Author
All
Nathan, Daniel A.
5
Burns, James
3
Davis, Henry A.
3
Rubin, Brian
3
Bettigole, Bruce
2
Carroll, Brenden
2
Cohen, Stephen
2
Gittleman, Charles S.
2
Greene, Nathan J.
2
Greer, Amy J.
2
Holton, Thomas John
2
Hunnius, Patrick
2
Kempf, Jason
2
Kerr, Richard F.
2
Kruly, Charlie
2
Kuhlman, Richard
2
Murphy, Jack
2
Newell, John
2
Parrino, Richard J.
2
Pershkow, Amy Ward
2
Raymond, Paul B.
2
Sacks, Russell D.
2
Saunders, Kimberly Beattie
2
Stefanak, Curtis
2
Weiner, Perrie Michael
2
Wirig, Matthew T.
2
Adams, Daniel
1
Alexander, Grant
1
Anderson, James E.
1
Anderson, Scott
1
Angstadt, Janet M.
1
Araneo, John T.
1
Asaro, Michael A.
1
Avett, F. Reid
1
Ayanian, John Z.
1
Ball, Melanie F.
1
Bannard, David
1
Bartle, Sarah
1
Bashur, Ashley E.
1
Bayless, David
1
more ...
less ...
Published in...
All
The journal of investment compliance
Discussion paper series / Philippine Institute for Development Studies
746
PIDS Discussion Paper Series
561
NBER working paper series
476
Working paper / National Bureau of Economic Research, Inc.
464
IMF working papers
426
NBER Working Paper
408
IMF working paper
283
Discussion paper / Centre for Economic Policy Research
281
IMF Working Papers
275
Discussion paper / University of the Philippines, School of Economics
254
IMF Staff Country Reports
244
Journal of international money and finance
231
Discussion Papers / Philippine Institute for Development Studies (PIDS), Government of the Philippines
226
Philippine journal of public administration : journal of the College of Public Administration
193
Journal of Philippine development
182
The Philippine economic journal : the journal of the Philippine Economic Society
181
The Philippine review of economics : a joint publication of the University of the Philippines, School of Economics and the Philippine Economic Society
167
Policy research working paper : WPS
159
Working paper
159
IMF country report
153
Applied economics
149
World Bank E-Library Archive
139
Journal of banking & finance
131
The Philippine review of economics and business : a joint publ. of the School of Economics and the College of Business Administration, University of the Philippines
125
Intereconomics : review of European economic policy
123
Journal of international economics
120
Working papers / ADB Institute
120
Journal of Asian economics
118
Philippine journal of development
118
Philippine studies : historical & ethnographic viewpoints
118
IMF Working Paper
116
World development : the multi-disciplinary international journal devoted to the study and promotion of world development
115
Journal of development economics
111
SpringerLink / Bücher
110
The Philippine review of business and economics
108
IMF staff country report
104
Open economies review
104
UPSE Discussion Paper
103
International review of economics & finance : IREF
99
more ...
less ...
Source
All
ECONIS (ZBW)
108
Showing
1
-
10
of
108
Sort
relevance
articles prioritized
date (newest first)
date (oldest first)
1
SEC adopts amendments to regulation SHO
Forbes, Jessica
;
Gnall, Gregory P.
;
Lombardo, Christine M.
- In:
The journal of investment compliance
11
(
2010
)
3
,
pp. 14-19
Persistent link: https://www.econbiz.de/10008662584
Saved in:
2
SEC provides details on amendments to money market fund rules
Hunt, John
- In:
The journal of investment compliance
11
(
2010
)
2
,
pp. 31-35
Persistent link: https://www.econbiz.de/10003993698
Saved in:
3
US securities and exchange commission amends dollar threshold tests under qualified client standard, requires exclusion of net equity in primary residence
Cohen, Rory M.
- In:
The journal of investment compliance
13
(
2012
)
2
,
pp. 48-51
Persistent link: https://www.econbiz.de/10009574354
Saved in:
4
What does it take to make the SEC happy? : SEC criticism of broker-dealers' due diligence for sales of unregistered securities leaves more questions than answers
Bettigole, Bruce
;
Kruly, Charlie
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 52-58
Persistent link: https://www.econbiz.de/10011344582
Saved in:
5
Prepare for the magnifying glass : SEC hikes scrutiny of asset managers ; 4 steps to consider
Weiner, Perrie Michael
;
Hunnius, Patrick
;
Alexander, Grant
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 49-51
Persistent link: https://www.econbiz.de/10011344585
Saved in:
6
US SEC approves sweeping amendments to rules governing money market funds
Murphy, Jack
;
Cohen, Stephen D.
;
Carroll, Brenden
; …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 25-39
Persistent link: https://www.econbiz.de/10011344588
Saved in:
7
Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.
;
Romeo, Peter
;
Dye, Alan
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 19-24
Persistent link: https://www.econbiz.de/10011344593
Saved in:
8
The extra-territorial reach of the broker-dealer registration requirements under the US Securities Exchange Act of 1934 : the staff of the Securities and Exchange Commission addres...
Eisert, Edward
;
Katz, Tony
;
Carotenuto, Giovanni
;
Ball, …
- In:
The journal of investment compliance
14
(
2013
)
2
,
pp. 50-56
Persistent link: https://www.econbiz.de/10009774461
Saved in:
9
Summary of selected sessions from "The SEC Speaks in 2013"
Rubin, Brian L.
;
Brun, Carmen L.
;
Faulkner, Jaliya Stewart
- In:
The journal of investment compliance
14
(
2013
)
2
,
pp. 5-20
Persistent link: https://www.econbiz.de/10009774468
Saved in:
10
Selected FINRA notices and disciplinary actions, June-August 2012
Davis, Henry A.
- In:
The journal of investment compliance
13
(
2012
)
4
,
pp. 44-64
Persistent link: https://www.econbiz.de/10009699592
Saved in:
1
2
3
4
5
6
7
8
9
10
Next
Last
Results per page
10
25
50
100
250
A service of the
zbw
×
Loading...
