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~isPartOf:"The journal of investment compliance"
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The journal of investment compliance
The accounting review : a publication of the American Accounting Association
210
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The European journal of finance
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Accounting horizons : a quarterly publication of the American Accounting Association
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ECONIS (ZBW)
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1
SEC issues guidance update regarding enhanced mutual fund disclosure
Pugliese, Domenick
;
Rosella, Michael
;
Hearth, David
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 11-14
Persistent link: https://www.econbiz.de/10010461365
Saved in:
2
SEC approves MSRB's new underwriter disclosure requirements
Callcott, W. Hardy
;
Baird, Elizabeth H.
;
Foley, Timothy C.
- In:
The journal of investment compliance
13
(
2012
)
3
,
pp. 69-73
Persistent link: https://www.econbiz.de/10009664250
Saved in:
3
SEC issues proposed investment adviser reporting and disclosure rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 23-29
Persistent link: https://www.econbiz.de/10011438471
Saved in:
4
SEC proposes "pay-for-performance" disclosure rule
Engvall, David H.
;
Hooper, Reid S.
;
Gumbs, Keir D.
; …
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 24-27
Persistent link: https://www.econbiz.de/10011446001
Saved in:
5
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 122-130
Persistent link: https://www.econbiz.de/10011523789
Saved in:
6
SEC enforcement actions getting up close and personal
Kaplan, Matthew E.
;
Paley, Alan H.
;
Tuttle, Jonathan R.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 131-132
Persistent link: https://www.econbiz.de/10011523795
Saved in:
7
SEC flexes its muscle on accounting fraud and targets more individuals
Woodcock, David
;
McKown, Joan
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 50-53
Persistent link: https://www.econbiz.de/10011523888
Saved in:
8
Tweeting corporate disclosures : SEC staff issues guidance permitting hyperlinks to cautionary statements and legends in social media communications
Parrino, Richard J.
;
Greenslade, Kevin K.
- In:
The journal of investment compliance
15
(
2014
)
3
,
pp. 28-31
Persistent link: https://www.econbiz.de/10010428112
Saved in:
9
US Supreme Court clarifies liability standard under Section 11 of the Securities Act of 1933 for statements of opinion in registration statements
Parrino, Richard
;
Schwab, Douglas
;
Wertheimer, David
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 37-42
Persistent link: https://www.econbiz.de/10011446077
Saved in:
10
SEC Muni enforcement chief offers her views on Municipalities Continuing Disclosure Cooperation initiative (MCDC)
Goldberger, M. Norman
;
Grugan, John C.
;
Patterson, …
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 33-34
Persistent link: https://www.econbiz.de/10011405523
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