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~isPartOf:"The journal of investment compliance"
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Nathan, Daniel A.
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The journal of investment compliance
The journal of corporate finance : contracting, governance and organization
549
Corporate governance : an international review
419
Journal of business ethics : JOBE
328
Journal of management & governance
328
Journal of banking & finance
293
Journal of financial economics
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International review of financial analysis
242
Pacific-Basin finance journal
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232
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216
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IMF country report
202
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MPRA Paper
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185
International review of economics & finance : IREF
184
International journal of disclosure and governance
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IMF working papers
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Research in international business and finance
179
Review of quantitative finance and accounting
162
International journal of corporate governance : IJCG
154
International journal of economics and financial issues : IJEFI
132
Corporate governance : international journal of business in society
127
Corporate board : role, duties & composition; accountability, responsability, committment
126
Strategic management journal
123
The accounting review : a publication of the American Accounting Association
120
Journal of risk and financial management : JRFM
119
The journal of finance : the journal of the American Finance Association
119
Corporate social responsibility and environmental management
117
Journal of Business Ethics
114
International journal of economics and finance
113
Journal of financial and quantitative analysis : JFQA
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ECONIS (ZBW)
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1
Shareholder activism spreads globally
Pickering Bomba, Abigail
;
Epstein, Steven
;
Richter, Philip
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 33-35
Persistent link: https://www.econbiz.de/10010396201
Saved in:
2
SEC issues new guidance on excluding shareholder proposals under rule 14a-8
Newell, John
;
McGivern, Arthur
;
Roberts, David
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 23-26
Persistent link: https://www.econbiz.de/10011523839
Saved in:
3
SEC proposes "pay-for-performance" disclosure rule
Engvall, David H.
;
Hooper, Reid S.
;
Gumbs, Keir D.
; …
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 24-27
Persistent link: https://www.econbiz.de/10011446001
Saved in:
4
SEC staff updates guidance on shareholder proposals
Romeo, Peter J.
;
Parrino, Richard J.
;
Greenslade, Kevin K.
- In:
The journal of investment compliance
13
(
2012
)
1
,
pp. 33-35
Persistent link: https://www.econbiz.de/10009541857
Saved in:
5
SEC approves long-anticipated FINRA research rules
Kroll, Amy Natterson
;
Ayanian, John Z.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 39-44
Persistent link: https://www.econbiz.de/10011523734
Saved in:
6
Shareholder access litigation and beyond
Martin, David B. H.
;
Gumbs, Keir D.
- In:
The journal of investment compliance
12
(
2011
)
4
,
pp. 40-43
Persistent link: https://www.econbiz.de/10009411223
Saved in:
7
Not just a compliance program, but an effective compliance program : SEC, DOJ issue strong reminders
Ingerman, Brett
;
Hynes, Michael D.
;
Benjet, Brian H.
; …
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 4-5
Persistent link: https://www.econbiz.de/10011438425
Saved in:
8
No more bullsh*t : securities opinions after Omnicare
Frumento, Aegis
;
Korenman, Stephanie
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 6-13
Persistent link: https://www.econbiz.de/10011438468
Saved in:
9
SEC issues proposed investment company reporting rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
Saved in:
10
SEC issues proposed investment adviser reporting and disclosure rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 23-29
Persistent link: https://www.econbiz.de/10011438471
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