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~isPartOf:"The journal of investment compliance"
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132
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Nathan, Daniel A.
5
Parrino, Richard J.
4
Burns, James
3
Forbes, Jessica
3
Newell, John
3
Sacks, Russell D.
3
Berman, Kenneth
2
Bettigole, Bruce
2
Blake, Andrew
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Brady, Andrew
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Callcott, W. Hardy
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Hunnius, Patrick
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Kruly, Charlie
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Rosella, Michael
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The journal of investment compliance
Brookings Papers on Economic Activity
657
Global Forum on Transparency and Exchange of Information for Tax Purposes
423
IMF Working Papers
316
IMF Staff Country Reports
277
Global forum on transparency and exchange of information for tax purposes
242
NBER working paper series
241
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126
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122
MPRA Paper
110
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104
Economic modelling
103
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99
International journal of central banking : IJCB
89
IMF staff country report
84
Working Paper
78
Springer eBook Collection
77
Journal of international money and finance
76
Journal of macroeconomics
76
CESifo working papers
69
European economic review : EER
64
Journal of financial stability
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Macroeconomic dynamics
63
Edward Elgar E-Book Archive
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The economic journal : the journal of the Royal Economic Society
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International Finance Discussion Papers
59
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ECONIS (ZBW)
132
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1
SEC adopts amendments to regulation SHO
Forbes, Jessica
;
Gnall, Gregory P.
;
Lombardo, Christine M.
- In:
The journal of investment compliance
11
(
2010
)
3
,
pp. 14-19
Persistent link: https://www.econbiz.de/10008662584
Saved in:
2
SEC proposes large trader reporting system
Sacks, Russell D.
;
Blankenship, Michael J.
- In:
The journal of investment compliance
11
(
2010
)
3
,
pp. 8-13
Persistent link: https://www.econbiz.de/10008662587
Saved in:
3
SEC provides details on amendments to money market fund rules
Hunt, John
- In:
The journal of investment compliance
11
(
2010
)
2
,
pp. 31-35
Persistent link: https://www.econbiz.de/10003993698
Saved in:
4
SEC amends the Advisers Act custody rule
Forbes, Jessica
;
Molle, Mark
- In:
The journal of investment compliance
11
(
2010
)
2
,
pp. 36-38
Persistent link: https://www.econbiz.de/10003993749
Saved in:
5
US securities and exchange commission amends dollar threshold tests under qualified client standard, requires exclusion of net equity in primary residence
Cohen, Rory M.
- In:
The journal of investment compliance
13
(
2012
)
2
,
pp. 48-51
Persistent link: https://www.econbiz.de/10009574354
Saved in:
6
SEC touts whistleblower award to a compliance professional : use care in responding to reports of potential violations
Srere, Mark
;
Buchanan, Mary Beth
;
Koch, Elaine
;
Mammen, …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 77-78
Persistent link: https://www.econbiz.de/10011344527
Saved in:
7
Expense allocation : the SEC brings down the hammer
Berman, Kenneth
;
Larkin, Gregory
;
Giglio, Phil V.
; …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 66-68
Persistent link: https://www.econbiz.de/10011344548
Saved in:
8
SEC issues Staff Legal Bulletin after four-year comprehensive review of proxy system
Sorkin, John E.
;
Pickering Bomba, Abigail
;
Epstein, Steven
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 63-65
Persistent link: https://www.econbiz.de/10011344577
Saved in:
9
SEC charges broker-dealer for failure to protect against insider trading by employees
Nathan, Daniel A.
;
Rowe, Tiffany
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 59-62
Persistent link: https://www.econbiz.de/10011344578
Saved in:
10
What does it take to make the SEC happy? : SEC criticism of broker-dealers' due diligence for sales of unregistered securities leaves more questions than answers
Bettigole, Bruce
;
Kruly, Charlie
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 52-58
Persistent link: https://www.econbiz.de/10011344582
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