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~isPartOf:"The journal of investment compliance"
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Nathan, Daniel A.
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Parrino, Richard J.
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The journal of investment compliance
MPRA Paper
751
Economics Papers from University Paris Dauphine
403
NBER Working Papers
371
IMF Working Paper
365
ECB Working Paper
351
CEPR Discussion Papers
331
CESifo Working Paper
264
The accounting review : a publication of the American Accounting Association
245
CESifo working papers
212
Corporate communications : an international journal
198
Journal of accounting & economics
198
IMF country report
193
NBER working paper series
185
Working Paper
185
Journal of Communication Management
182
CESifo Working Paper Series
181
SpringerLink / Bücher
179
Journal of business ethics : JOBE
169
Working paper series / European Central Bank
168
Journal of Banking & Finance
158
Ovidius University Annals, Economic Sciences Series
158
IMF working papers
157
IMF Staff Country Reports
144
Journal of communication management : an international journal
143
Cogent business & management
139
Journal of accounting and public policy
137
BIS Working Paper
126
Annals of Faculty of Economics
117
Finance research letters
117
Corporate social responsibility and environmental management
115
Journal of accounting research
114
Review of accounting studies
111
Working Papers CREGO
106
Working paper
106
Journal of International Financial Markets, Institutions and Money
105
Cogent economics & finance
102
Finance
99
Journal of business research : JBR
99
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ECONIS (ZBW)
139
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1
SEC approves MSRB's new underwriter disclosure requirements
Callcott, W. Hardy
;
Baird, Elizabeth H.
;
Foley, Timothy C.
- In:
The journal of investment compliance
13
(
2012
)
3
,
pp. 69-73
Persistent link: https://www.econbiz.de/10009664250
Saved in:
2
SEC issues proposed investment adviser
reporting
and disclosure rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 23-29
Persistent link: https://www.econbiz.de/10011438471
Saved in:
3
SEC proposes "pay-for-performance" disclosure rule
Engvall, David H.
;
Hooper, Reid S.
;
Gumbs, Keir D.
; …
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 24-27
Persistent link: https://www.econbiz.de/10011446001
Saved in:
4
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 122-130
Persistent link: https://www.econbiz.de/10011523789
Saved in:
5
SEC enforcement actions getting up close and personal
Kaplan, Matthew E.
;
Paley, Alan H.
;
Tuttle, Jonathan R.
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 131-132
Persistent link: https://www.econbiz.de/10011523795
Saved in:
6
SEC flexes its muscle on accounting fraud and targets more individuals
Woodcock, David
;
McKown, Joan
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 50-53
Persistent link: https://www.econbiz.de/10011523888
Saved in:
7
SEC Muni enforcement chief offers her views on Municipalities Continuing Disclosure Cooperation initiative (MCDC)
Goldberger, M. Norman
;
Grugan, John C.
;
Patterson, …
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 33-34
Persistent link: https://www.econbiz.de/10011405523
Saved in:
8
SEC issues guidance update regarding enhanced mutual fund disclosure
Pugliese, Domenick
;
Rosella, Michael
;
Hearth, David
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 11-14
Persistent link: https://www.econbiz.de/10010461365
Saved in:
9
New compliance guidance by SEC staff signals increased scrutiny of non-GAAP financial measures
Parrino, Richard J.
- In:
The journal of investment compliance
17
(
2016
)
4
,
pp. 23-33
Persistent link: https://www.econbiz.de/10011616392
Saved in:
10
Who is the "reasonable investor"?
Tuttle, Jonathan R.
;
Kaplan, Matthew E.
;
Pedersen, …
- In:
The journal of investment compliance
17
(
2016
)
4
,
pp. 61-64
Persistent link: https://www.econbiz.de/10011616445
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