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1
MiFID and its effect on exchanges
Bennett, Simon
- In:
World of exchanges : adapting to a new environment
,
(pp. 140-158)
.
2007
Persistent link: https://www.econbiz.de/10003678847
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2
Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.
;
Romeo, Peter
;
Dye, Alan
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 19-24
Persistent link: https://www.econbiz.de/10011344593
Saved in:
3
Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian
;
Xu, Amy
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
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4
SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Kahn, Henry
;
Welp, Robert
;
Parrino, Richard
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 22-25
Persistent link: https://www.econbiz.de/10010396205
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5
Towards a convergence of CSD account segregation practices?
Belghazi, Soraya
- In:
Journal of securities operations & custody
8
(
2015/2016
)
1
,
pp. 18-27
Persistent link: https://www.econbiz.de/10011488444
Saved in:
6
Securities and banking litigation arising out of the financial crisis in the United Kingdom
Canning, Clare
;
Malone, Ruth
- In:
Global financial crisis : navigating and understanding …
,
(pp. 447-462)
.
2009
Persistent link: https://www.econbiz.de/10003979888
Saved in:
7
US securities litigation in the financial crisis
Borrasso, Ava J.
;
Lucas, Hal M.
- In:
Global financial crisis : navigating and understanding …
,
(pp. 463-478)
.
2009
Persistent link: https://www.econbiz.de/10003979890
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8
The European Union and the global financial crisis : a view from 2016
Baber, Graeme
-
2016
Persistent link: https://www.econbiz.de/10011564524
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9
Building an EU securities market
Ferran, Eilís
-
2004
-
1. publ.
Persistent link: https://www.econbiz.de/10002157736
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10
Recent trends in the organisation and regulation of securities markets
In:
Financial market trends
(
1990
),
pp. 17-58
Persistent link: https://www.econbiz.de/10001086624
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