M. Architzel, Paul; C. Bernstein, Gail; Ayalew, Mahlet - In: Journal of Investment Compliance 14 (2013) 4, pp. 44-47
Purpose – The Dodd-Frank Act added a number of prohibited trading practices on futures markets and swap execution facilities. In May 2013, the CFTC issued guidance on how it intends to interpret these prohibitions. Persons trading on these facilities should understand the guidance and how it...
