Newell, John; McGivern, Arthur; Roberts, David - In: Journal of Investment Compliance 17 (2016) 2, pp. 23-26
Purpose To explain SEC Division of Corporation Finance Staff Legal Bulletin No. 14H (SLB 14H), which provides interpretive advice on how the Staff will treat shareholder proposals under the “directly conflicts” and “ordinary business” exclusions under Rule 14a-8....
