Shapiro, Steven; Kinkela, Katherine; Harris, Peter - In: Review of Business and Finance Studies 3 (2012) 1, pp. 61-67
The identities of all parties in this matter have been changed to maintain confidentiality. An investor claimed that a broker at a well established securities firm was churning her account and had placed her funds in an account that was not suitable, given her investment objectives. She retained...
