Similar Search Results

Legal issues in China's QDII regime: opportunities and challenges

Walker, James; Shipman, Mark; Tiecheng, Yang; Nan, Zhang - In: Journal of securities operations & custody 2 (2009) 1, pp. 86-98

Persistent link: https://www.econbiz.de/10003829063

SFC consults on proposals to enhance protection for the investing public

Rogers, Martin; Shipman, Mark; Walker, James; Bryan, … - In: The journal of investment compliance 11 (2010) 1, pp. 65-70

Persistent link: https://www.econbiz.de/10003967690

SFC consults on proposals to enhance protection for the investing public

Rogers, Martin; Shipman, Mark; Walker, James; Bryan, … - In: The journal of investment compliance 11 (2010) 1, pp. 65-71

Persistent link: https://www.econbiz.de/10008390365

Legal issues in China's QDII regime: opportunities and challenges

Walker, James; Shipman, Mark; Tiecheng, Yang; Nan, Zhang - In: Journal of securities operations & custody 2 (2009) 1, pp. 86-98

Persistent link: https://www.econbiz.de/10009882804

SFC consults on proposals to enhance protection for the investing public

Rogers, Martin; Shipman, Mark; Walker, James; Dare … - In: Journal of Investment Compliance 11 (2010) 1, pp. 65-70

Purpose – The purpose of this paper is to draw attention to the Hong Kong Securities and Futures Commission (SFC) Consultation Paper on Proposals to Enhance Protection for the Investing Public, issued on September 23, 2009, and some of the key issues that financial services providers operating...

Persistent link: https://www.econbiz.de/10014893335