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a framework for the recovery and resolution of credit nstitutions and investment firms mandate sthe EBA to develop draft …
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criteria for the assessment of knowledge and competence of the investment firm’s personnel giving investment advice or … information about financial instruments, investment services or ancillary services to clients on behalf of the investment firm to … individuals in MiFID firms that give investment advice or information about financial instruments, investment services or …
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The 14th update includes guidance on a procedure to be followed by counterparties and TRs in order to update counterparty’s identifier in case where a counterparty obtains LEI or its LEI changes due to a merger or acquisition.
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