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The European Securities and Markets Authority (ESMA) has published Guidelines aimed at facilitating cooperation arrangements and the exchange of information between individual national competent authorities and between those authorities and ESMA, in the application of their responsibilities...
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The European Securities and Markets Authority (ESMA) has published its final Guidelines on the enforcement of financial information published by listed entities in the European Union (EU). The aim of the guidelines is to strengthen and promote greater supervisory convergence in existing...
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The report provides an overview of the activities of the European Securities and Markets Authority (ESMA) and the accounting enforcers in the European Economic Area (EEA), thereafter, ‘European enforcers’, when examining compliance of financial information provided by listed issuers on...
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the quality and comparability of information provided to retail investors in the European Union (EU) on often complex … investment products. The need for EU action reflects the difficulties retail investors have faced in comprehending and comparing … investors, and to help them better comprehend and compare the many different products that fall within the scope of the PRIIPs …
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