Showing 1 - 10 of 10,492
We analyze the impact of records of denied and withdrawn customer complaints on job separation in a dataset based on FINRA's Broker-Check database with more than 1 mio. financial advisers. Compared to misconduct that actually leads to a conviction of the adviser, denied and withdrawn complaints...
Persistent link: https://www.econbiz.de/10012253105
Persistent link: https://www.econbiz.de/10000347853
Persistent link: https://www.econbiz.de/10000962036
Persistent link: https://www.econbiz.de/10003863664
Persistent link: https://www.econbiz.de/10003472821
Persistent link: https://www.econbiz.de/10009674042
Persistent link: https://www.econbiz.de/10001305175
Persistent link: https://www.econbiz.de/10001555418
Persistent link: https://www.econbiz.de/10001537974
Persistent link: https://www.econbiz.de/10011743615