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Organisation of compliance across financial institutions

Prorokowski, Lukasz; Prorokowski, Hubert - In: The journal of investment compliance 15 (2014) 1, pp. 65-76

Persistent link: https://www.econbiz.de/10010366722

Compliance in Banken : Anwendungsgebiete des risikobasierten Ansatzes

Jost, Oliver (ed.) - 2010 - 1. Aufl.

Persistent link: https://www.econbiz.de/10003952750

Fraud Management : der Mensch als Schlüsselfaktor gegen Wirtschaftskriminalität

Jackmuth, Hans-Willi (ed.) - 2012 - 1. Aufl.

Persistent link: https://www.econbiz.de/10009516054

Corporate Governance von Kreditinstituten : Anforderungen - Instrumente - Compliance

Paetzmann, Karsten (ed.); Altenhain, Karsten (contributor); … - 2014

Persistent link: https://www.econbiz.de/10010383458

Banking finance experts consensus on compliance in US bank holding companies : an e-Delphi study

Velez, Sophia Beckett; Neubert, Michael; Halkias, Daphne - In: Journal of risk and financial management : JRFM 13 (2020) 2/28, pp. 1-14

Compliance measures emphasized in the Dodd-Frank Bill 2010, Section 165 is a response to the 2008 financial crisis, that requires large banks to maintain a minimum capital ratio. The Federal Reserve Bank (Fed) regulates capital of Bank Holding Companies (BHC) through compliance Supervisory...

Persistent link: https://www.econbiz.de/10012173933