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Navigating the EU regulatory landscape for payments
Casanova, John M.; Savoie, Max - In: Journal of payments strategy & systems 13 (2019) 3, pp. 242-254
Persistent link: https://www.econbiz.de/10012126536
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Organisation of compliance across financial institutions
Prorokowski, Lukasz; Prorokowski, Hubert - In: The journal of investment compliance 15 (2014) 1, pp. 65-76
Persistent link: https://www.econbiz.de/10010366722
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Regulation R : Bank Broker Dealer Compliance Guide
Fein, Melanie L. - 2010
-dealers sell securities to their customers, they may become subject to registration and regulation under the Securities Exchange … forth in Regulation R, a joint regulation issued by the Securities and Exchange Commission and the Federal Reserve Board …
Persistent link: https://www.econbiz.de/10013139027
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Incentivising compliance with financial regulation
Heady, Christopher; Myles, Gareth D. - 2016
Persistent link: https://www.econbiz.de/10013162984
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Incentivising Compliance with Financial Regulation
Heady, Christopher - 2017
Persistent link: https://www.econbiz.de/10012959797
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Regulatory compliance costs on international banks in Turkey
Cabukel, Ridvan - In: International journal of finance & banking studies : JJFBS 6 (2017) 1, pp. 11-24
Persistent link: https://www.econbiz.de/10011643650
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Compliance forces, domestic policy process, and international regulatory standards : compliance with Basel III
Coban, Mehmet Kerem - In: Business and politics : B&P 22 (2020) 1, pp. 161-195
Persistent link: https://www.econbiz.de/10012163926
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Compliance and governance : evidence from financial institutions in Taiwan
Liang, Shao-Huai; Lin, Hsuan-Chu; Hsiao, Hui-Yu - In: Journal of financial regulation and compliance 31 (2023) 3, pp. 298-315
Persistent link: https://www.econbiz.de/10014286255
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Legal Data for Banking : Business Optimisation and Regulatory Compliance
Datoo, Akber - 2019
Cover -- Title Page -- Copyright -- Contents -- Preface -- Acknowledgements -- Chapter 1 The Role of Data in a Financial Crisis -- The Financial Crisis - Looking Back -- Causes of the Financial Crisis -- Systemic Financial Contagion -- The Legal Data Consequence -- Bibliography -- Chapter 2 The...
Persistent link: https://www.econbiz.de/10012686023
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Regulation, compliance and penalty : an analysis of Indian commercial banks
Das, Manas Ranjan - In: Praj̄nȧn : journal of social and management sciences 52 (2023/24) 3, pp. 241-266
Persistent link: https://www.econbiz.de/10015077267