Do financial regulation advisors help their clients become more profitable? In this paper, we present a model where … compliance costs and higher profit advantages they confer may lead to more regulation. Regulators may furthermore tighten … regulation - with the expectation that financial service firms will adapt somehow. We present a fresh perspective on the Menon …

-dealers sell securities to their customers, they may become subject to registration and regulation under the Securities Exchange … forth in Regulation R, a joint regulation issued by the Securities and Exchange Commission and the Federal Reserve Board …

. Das vorliegende Arbeitspapier untersucht, in wie weit aus ökonomischer Perspektive die Compliance-Regulierung einen …Currently, the suitability of banking regulation is intensively discussed within the science community and the banking …