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A risk governance approach to managing antitrust risks in the banking industry
Scheld, Denise; Paha, Johannes; Fandrey, Nicolas - 2015
Competition law compliance has become increasingly important in the banking industry as the number of infringements and … competition law infringements. Therefore, this article sets out an approach to assessing the residual risk of antitrust non-compliance …
Persistent link: https://www.econbiz.de/10011377828
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Solutions for risk data compliance under BCBS 239
Prorokowski, Lukas; Prorokowski, Hubert - In: The journal of investment compliance 16 (2015) 4, pp. 66-77
Persistent link: https://www.econbiz.de/10011438504
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Deconstructing money laundering risk : de-risking, the risk-based approach and risk communication
Bearpark, Noémi També - 2022
This book examines the interpretation of the risk-based approach (RBA) and its application across the banking industry. It explores the ways conflicting risk interpretation and deconstruction of money laundering risk have unintended consequences across the banking industry. Furthermore, it...
Persistent link: https://www.econbiz.de/10013284780
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Incentives and culture in risk compliance
Sheedy, Elizabeth A.; Zhang, Le; Tam, Kenny Chi Ho - In: Journal of banking & finance 107 (2019), pp. 1-13
Persistent link: https://www.econbiz.de/10012224499
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Money laundering : a primer for banking staff
Naheem, Mohammed Ahmad - In: International journal of disclosure and governance 13 (2016) 2, pp. 135-156
Persistent link: https://www.econbiz.de/10011591179
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Reputational banking risks through offshore transactions : benefits of neuro-management
Manea, Ciprian; Parincu, Alina - In: Analele Universitătii Dunărea de Jos Galaţi 23 (2018) 3, pp. 143-147
Persistent link: https://www.econbiz.de/10012028485
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Do governance factors affect the effectiveness of risk management disclosure in UAE banks?
Abdulla, Hazza; Elshandidy, Tamer - In: Cogent business & management 10 (2023) 2, pp. 1-28
compliance with local and international banking regulations in the UAE. By controlling for year-fixed effects and other bank … UAE can enhance their risk management practices and compliance with regulations. The insights gained from this paper can …
Persistent link: https://www.econbiz.de/10014503289
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Business Continuity Management : Umsetzung in die Praxis
Sohn, Stefan - In: Interne Revision aktuell : Berufsstand 07/08 ; …, (pp. 150-159). 2008
Persistent link: https://www.econbiz.de/10003768505
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Auslagerung von Geschäftsbereichen im Fokus der Internen Revision
Kokert, Josef - In: Zukunft der Internen Revision : methodische Ansätze, …, (pp. 151-170). 2008
Persistent link: https://www.econbiz.de/10003788008
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Risikobasierte Geldwäsche-Prävention : aktuelle Veränderungen bei Sicherungsmaßnahmen und Kundensorgfaltspflichten
Berndt, Michael (ed.); Meierhöfer, Volker (contributor) - 2009
Persistent link: https://www.econbiz.de/10003879282