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The New EU Regulatory Framework Governing the Approval and Consolidated Supervision of Financial Holding Companies and Mixed Financial Holding Companies
Gortsos, Christos - 2021
In 2019, the so-called “Capital Requirements” Directive 2013/36/EU (CRD IV) was amended by virtue of Directive (EU) 2019/878 (CRD V) in respect to several aspects, including the supervision of financial holding companies and mixed financial holding companies. The new rules apply from 1...
Persistent link: https://www.econbiz.de/10013229774
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Regulatory lag, regulatory friction and regulatory transition as fintech disenablers : calibrating an EU response to the regulatory sandbox phenomenon
Ahern, Deirdre - 2021
With transformative evolution involving crypto-assets, machine learning applications and data-driven finance models, complex regulatory and policy issues are emerging. Inadequate frameworks in FinTech markets create regulatory friction and regulatory fragmentation. These limitations continue to...
Persistent link: https://www.econbiz.de/10012642449
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Financial institutions in turmoil
Aspelin, Carl D. - 2010
Persistent link: https://www.econbiz.de/10003887766
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Organisation of compliance across financial institutions
Prorokowski, Lukasz; Prorokowski, Hubert - In: The journal of investment compliance 15 (2014) 1, pp. 65-76
Persistent link: https://www.econbiz.de/10010366722
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Heterogeneous bank regulatory standards and the cross-border supply of financial services
Bouvatier, Vincent - In: Economic modelling 40 (2014), pp. 342-354
Persistent link: https://www.econbiz.de/10010425603
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Open doors : foreign participation in financial systems in developing countries
Litan, Robert E. (ed.); Masson, Paul R. (contributor);  … - 2001
Persistent link: https://www.econbiz.de/10001603404
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Financial modernization and regulation
Furlong, Frederick Thomas; Kwan, Simon H. - In: Journal of financial services research : JFSR 16 (1999) 2/3, pp. 95-100
Persistent link: https://www.econbiz.de/10001526032
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Special issue: Financial modernization and regulation
Furlong, Frederick Thomas (contributor);  … - 1999
Persistent link: https://www.econbiz.de/10001540044
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Regulating New Banking Models that Can Bring Financial Services to All
Alexandre, Claire - 2011
. Banking regulations need to be adapted to these new possibilities of banking beyond bank branches. We highlight five areas … and containing risks: (i) branching regulations which distinguish between pure transactional outlets and full service bank … tightening of KYC as their usage of financial services grows; and (v) creating regulatory space for a class of non-bank e …
Persistent link: https://www.econbiz.de/10013133051