Showing 1 - 10 of 19
Persistent link: https://www.econbiz.de/10010369737
The European Securities and Markets Authority (ESMA) is required by Article 39a of Regulation (EU) No 462/2013 of the European Parliament and the Council of 21 May 2013, amending Regulation (EC) No 1060/2009 on credit rating agencies (CRA Regulation), to assess the staffing and resources needs...
Persistent link: https://www.econbiz.de/10010392288
Persistent link: https://www.econbiz.de/10010480782
The Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs Regulation)empowers the three European Supervisory Authorities (ESAs) to prepare draft Regulatory Technical Standards (RTS) in specific areas. This Discussion Paper is a preparatory...
Persistent link: https://www.econbiz.de/10010516382
Persistent link: https://www.econbiz.de/10010516406
This report focuses on the linkages between the due diligence requirements which apply to investors and the disclosure requirements which apply to the issuer, originator and sponsor. This is in order to highlight whether investors are effectively protected and whether the supervision framework...
Persistent link: https://www.econbiz.de/10010516444
Persistent link: https://www.econbiz.de/10011287844
Persistent link: https://www.econbiz.de/10011287845