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Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Compliance-Funktion
European Securities and Markets Authority - 2012
Persistent link: https://www.econbiz.de/10010335223
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Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
European Securities and Markets Authority - 2014
ESMA provides further details on trade reporting in updated EMIR Q&AThe European Securities and Markets Authority (ESMA) has issued today updated Question & Answers (Q&As) on the implementation of the European Markets Infrastructure Regulation (EMIR). These updated Q&As clarify, among others,...
Persistent link: https://www.econbiz.de/10010335226
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Credit rating agencies : annual report 2013
European Securities and Markets Authority - 2014
The European Securities and Markets Authority (ESMA) has published its Annual Report 2013 (Report) on credit rating agencies (CRAs) in the European Union (EU). The Report also outlines ESMA’s supervisory work plan for this year.ESMA has found that CRAs continue to progress in how they comply...
Persistent link: https://www.econbiz.de/10010335230
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Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010335234
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Discussion paper : MiFID II/MiFIR
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010368094
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Consultation paper : MiFID II/MiFIR
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010368095
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Questions and answers : implementation of the Regulation (EU) No 462/2013 on Credit Rating Agencies
European Securities and Markets Authority
The updated Q&A provides clarifications regarding the publication of sovereign ratings and conflict of interests concerning investments in CRAs.The purpose of this Q&A is to provide clarity on the requirements and practice in the application of the CRA Regulation and in particular, the CRA 3...
Persistent link: https://www.econbiz.de/10010368098
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Advice to ESMA : Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notifi...
European Securities and Markets Authority; Securities … - 2014
Persistent link: https://www.econbiz.de/10010368100
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Decision of the management board on the financial regulation of the European Securities and Markets Authority
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010369694