This research focuses on the advancement of the Compliance function within financial intermediaries. Eighty four financial firms (banks, investment companies and insurance companies) took part in this research. Two criteria have been used to interpret the results: 1) the prevailing workability...

Purpose – The purpose of this paper is to find out how effectively implemented are measuring approaches to compliance and whether there is a correlation between the measures implementation, financial specialisation and international activity. The authors evaluate if the regulatory framework...

Purpose – The purpose of this paper is to find out how effectively implemented are measuring approaches to compliance and whether there is a correlation between the measures implementation, financial specialisation and international activity. The authors evaluate if the regulatory framework...