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The Ontario government has recently made changes to provincial securities law that are aimed at more e/effective enforcement. For example, statutory civil remedies are now available to investors in actions involving misrepresentation or inadequate disclosure in the secondary market. A broader...
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Though the Securities and Exchange Commission (SEC) is the primary securities enforcer, multiple enforcers are active in enforcing the securities laws. Some scholars argue that enforcement should be centralized to eliminate or control enforcers with incentives to overenforce, while others...
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activity. We are the first study to examine securities regulatory enforcement across countries including Canada, the United …
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By reference to case-law and soft law in three jurisdictions (Canada, US and EU), this paper explores how courts and …
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to how jurisdictions treat such innovations at the prosecution and enforcement stages in Europe, Germany and Canada. As … Contracting States have adopted a more liberal stance when prosecuting such innovations, Canada still lags behind at this level …, essentially because of their strict approach to novelty. On the other hand, the jurisdictions of Canada and Germany both share …
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