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Brexit and the implications for financial services : edited by Patricia Jackson, introduced by Morten Balling, Ernest Gnan and Patricia Jackson; contributions by Franklin Allen, Jo...
Jackson, Patricia; Balling, Morten; Gnan, Ernest; … - Conference on "Brexit and the Implications for …; … - 2017
On 23rd February 2017, SUERF and EY organized a conference on "Brexit and the Implications for Financial Services" at EY's offices, Churchill Place, Canary Wharf, London. While the outcome of the Brexit negotiations remains highly uncertain, the conference discussed the burning questions for...
Persistent link: https://www.econbiz.de/10011712197
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Identifying Groups as ‘Financial Conglomerates’ Under European Financial Law (Directive 2002/87/EC) : A Not So Straightforward Exercise
Gortsos, Christos - 2017
The purpose of this paper, structured in three Sections, is twofold: (a) The first is to analyse the conditions under which a group of financial firms is considered to be a ‘financial conglomerate' in accordance with the (complex) definition of this term in Article 2 (point (14)) of the...
Persistent link: https://www.econbiz.de/10012944116
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The Paradoxical Case Against Interest Rate Caps for Microfinance – And : How FinTech and RegTech Resolve the Dilemma
Zetzsche, Dirk A. - 2018
analyses the impact of these interest rate caps on microfinance institutions. Introducing the taxonomy of soft, mezzo and hard … instrument to distinguish between the different service levels and industry environments in which microfinance institutions … of the informal credit sector, and furthering the microfinance institution's mission drift. In Pt. V. we also show that …
Persistent link: https://www.econbiz.de/10012922161
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Financial Engineering Coupled with Regulatory Incentives : Is There a Strong Market Case for Sovereign Bond-Backed Securities (SBBSs) in the Euro-Area? A Brief Analysis of the Euro...
Gortsos, Christos - 2018
The aim of this paper is to present and briefly analyse the provisions of the recent (24 May 2018) European Commission's proposal for a Regulation of the European Parliament and the Council, whose objective is to lay down a general framework for sovereign bond-backed securities (SBBSs). It is...
Persistent link: https://www.econbiz.de/10012911693
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The foundation of the European Capital Markets Union (CMU) : From the 2015 to the 2020 CMU Action Plan and Their Implementation
Gortsos, Christos - 2022
The present article contains a brief but comprehensive overview of the development of the Capital Markets Union (CMU) project in the EU to further deepen EU capital markets’ integration. After the Introduction, it first discusses the Commission’s 2015 CMU Action Plan and its follow-up,...
Persistent link: https://www.econbiz.de/10013297827
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The Commission's 2020 Proposal for a Markets in Crypto-Assets Regulation (‘MiCAR’) : A Brief Introductory Overview
Gortsos, Christos - 2021
The aim of the present University notes is to provide a brief but comprehensive overview of the European Commission’s proposal for a Regulation of the European Parliament and of the Council “on Markets in Crypto-Assets (…)” (MiCAR), which was submitted on 24 September 2020. It is not...
Persistent link: https://www.econbiz.de/10013228416
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Financial regulation in the EU : cross-border capital flows, systemic risk and the European Banking Union as reference points for EU financial market integration
Haar, Brigitte - 2014
This is a chapter for a forthcoming volume Oxford Handbook of Financial Regulation (Oxford University Press 2014) (eds. Eilís Ferran, Niamh Moloney, and Jennifer Payne). It provides an overview of EU financial regulation from the first banking directive up until its most recent developments in...
Persistent link: https://www.econbiz.de/10010372581
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The ESRB at 1
Gerlach, Stefan (ed.); Gnan, Ernest (ed.); Ulbrich, Jens (ed.) - Conference on ESRB at 1 <1, 2011, Berlin>; SUERF - The …; … - 2012
SUERF – The European Money and Finance Forum, the Deutsche Bundesbank and the Institute for Monetary and Financial Stability (IMFS) took the opportunity of the first anniversary of this new institution to organise a joint conference in Berlin on 8-9 November 2011. The purpose of this event was...
Persistent link: https://www.econbiz.de/10011711529
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Implementing Regulatory Harmonization at the SEC
Laby, Arthur B. - 2017
Section 913 of the Dodd-Frank Act requires the U.S. Securities and Exchange Commission to conduct a study regarding gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar functions but are regulated differently under an antiquated...
Persistent link: https://www.econbiz.de/10012949826
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Feed the Beast : Finance Capitalism and the Spread of Pension Privatisation in Europe
Naczyk, Marek - 2015
Why, since the mid-1980s, have so many European governments decided fiscally to support the development of private retirement savings accounts? Whereas analysts of pension reform in affluent democracies have traditionally considered the development of private pensions as a secondary outcome of...
Persistent link: https://www.econbiz.de/10013030160