securities regulation. The discussion offers two theses: one descriptive and the other normative. Descriptively, drawing on … institutional approaches to the study of regulation, I show how regulatory systemic risk emerges in the US securities regulatory …

The introduction of the Securities Financing Transactions Regulation into EU law provides a unique opportunity to … obtain an in-depth understanding of repo markets. Based on the transaction-level data reported under the regulation, this … reported under the regulation can support the policy work of central banks and supervisory authorities. We demonstrate that …

gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar …

authorities. Regulation (EC) No. 1060/2009, which was adoptedfollowing the financial crisis, confirms this notion by requiring … a step in the right direction. It remains to be seen, however, whether the Proposal for a Regulation creating the ESMA …

International securities regulation has arrived at the forefront of the country's debate on financial market reform … international regulatory architecture.Yet international securities regulation is poorly understood. Securities scholars … securities regulation as involving what game theoreticians would call an "assurance" game where information sharing through …

US regulation with respect to the best execution duty, the consolidation of market data and the disclosure of execution …