The global financial meltdown has led to a renewed focus on the purposes of securities regulation and on the expansion …, mitigating systemic risk has fallen within the realm of financial institution (i.e., prudential) regulation rather than … of complex institutions, are blurring the line between prudential regulation and securities law. This evolution makes …

gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar …

) 44/2001 against the backdrop of the earlier proposals on the inclusion of arbitration within the scope of the Regulation … and positive consequences of the Commissions’ restraint in not extending the scope of the Regulation to other arbitration …This paper discusses the provisions on arbitration of the European Commission’s December 2010 draft review of Reg. (EC …

analyzes the interaction between the Regulation and trust arbitration, which has become increasingly popular in various U ….S. and foreign jurisdictions. In so doing, the Article discusses how trust arbitration furthers the goals of the Regulation … and how individual provisions in the Regulation may support or restrict the possibility of arbitration of trust …

The five contributions in this legal working paper discuss various aspects of investment arbitration. They were … originally presented at the ECB legal colloquium on ‘The new challenges raised by investment arbitration for the EU legal order …

Money laundering has become a phenomenon of financial market regulation. The obligation to identify the ultimate … the world, identification is a prerequisite for the successful enforcement of rights. Sometimes it also constitutes a …