gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar …

Money laundering has become a phenomenon of financial market regulation. The obligation to identify the ultimate … the world, identification is a prerequisite for the successful enforcement of rights. Sometimes it also constitutes a …

’s proposal for a Regulation of the European Parliament and of the Council “on Markets in Crypto-Assets (…)” (MiCAR), which was … regulatory framework. The nine Sections of the study fully correspond to the Titles of the proposed Regulation. Furthermore, Sub …

's proposal for a Regulation of the European Parliament and the Council, whose objective is to lay down a general framework for … proposed Regulation (Sub-section 2).(2) Section B addresses the proposed Regulation's subject matter and scope, as well as the …) Section C analyses Articles 4-8 of the proposed Regulation concerning:• the eligibility and composition of the underlying …

The protection afforded to franchisees differs widely across the world. Nations with economically strong franchise …

, hedge fund regulation, and then picks up on the theme of regulatory arbitrage to discuss a broader reform issue regarding …

After the global financial crisis, systemic risk regulation has taken center stage. Many consider hedge funds a … hedge funds for a case study of emerging transnational regulation. After an introduction to hedge funds and the reasons for … self-regulation, including such induced by the government, regulatory competition between government regulators, and …