Showing 1 - 10 of 3,487
Reforming regulation of the financial sector is currently among the most immediate concerns of domestic and … reform. It argues that the process of reforming financial regulation should begin with a comprehensive, granular study of …-containment with regulatory reform and may end up designing a retrospective framework for financial regulation. A comprehensive post …
Persistent link: https://www.econbiz.de/10013158883
will offer a guide to the antitrust community that will cover the U.S. financial sector, financial regulation, and the … debacle and subsequent financial crisis. The tensions that can arise between financial regulation and antitrust will be …' (TBTF), which to those who associate antitrust with size, seems to bring antitrust potentially into the picture. This paper …
Persistent link: https://www.econbiz.de/10013158068
We examine how Securities and Exchange Commission (SEC) enforcement varies at fiscal year- end. Using a sample of over 12,000 SEC enforcement actions, we find that the number of case filings in September, the final month of the SEC’s fiscal year, is approximately double the average of other...
Persistent link: https://www.econbiz.de/10013299186
Persistent link: https://www.econbiz.de/10010341695
crisis, recent advances in global liquidity regulation try to curb the excessive reliance on short-term wholesale funding … regulation may interfere with the central bank's influence on short-term money market rates. This paper tries to fill the gap in … asymmetric information. Regulation can be welfare-improving in the presence of an externality and also in case of collateral …
Persistent link: https://www.econbiz.de/10010342820
This paper investigates the effects of reforms in different dimensions of the financial sector on corruption in a panel of 82 countries. It finds that several, but not all, of the policies targeted toward liberalizing financial sector reduce corruption. Specifically, entry barriers, directed...
Persistent link: https://www.econbiz.de/10012910864
, screening, transparency and regulation, in response to the OICU-IOSCO Consultation Report on Financial Benchmarks dated January …
Persistent link: https://www.econbiz.de/10013086872
Australian Securities and Investments Commission's (ASIC) regulatory oversight of securities and financial markets has increased considerably over time. However, the wisdom of this model has recently been challenged by the Hayne Royal Commission as ASIC's enforcement activities were found to be...
Persistent link: https://www.econbiz.de/10012832728
After the global financial crisis, systemic risk regulation has taken center stage. Many consider hedge funds a … hedge funds for a case study of emerging transnational regulation. After an introduction to hedge funds and the reasons for … self-regulation, including such induced by the government, regulatory competition between government regulators, and …
Persistent link: https://www.econbiz.de/10013141497
Do politics matter for macroprudential policies? I show that changes in macroprudential regulation exhibit a …
Persistent link: https://www.econbiz.de/10012852520