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Risks, Rules, and Institutions : A Process for Reforming Financial Regulation
Omarova, Saule T. - 2009
Reforming regulation of the financial sector is currently among the most immediate concerns of domestic and … reform. It argues that the process of reforming financial regulation should begin with a comprehensive, granular study of …-containment with regulatory reform and may end up designing a retrospective framework for financial regulation. A comprehensive post …
Persistent link: https://www.econbiz.de/10013158883
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Financial Regulation and Cost-Benefit Analysis : A Comment
Sunstein, Cass R. - 2014
Many regulators have concluded that cost-benefit analysis is the best available method for capturing the welfare effects of regulations. It is therefore understandable that in recent years, some people have been interested in requiring financial regulators to engage in careful cost-benefit...
Persistent link: https://www.econbiz.de/10013054943
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Financial Regulation and the Current Crisis : A Guide for the Antitrust Community
White, Lawrence J. - 2009
will offer a guide to the antitrust community that will cover the U.S. financial sector, financial regulation, and the … debacle and subsequent financial crisis. The tensions that can arise between financial regulation and antitrust will be …' (TBTF), which to those who associate antitrust with size, seems to bring antitrust potentially into the picture. This paper …
Persistent link: https://www.econbiz.de/10013158068
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The SEC's September Spike : Regulatory Inconsistency with the Fiscal Year
Donelson, Dain C.; Kubic, Matthew; Toynbee, Sara - 2022
We examine how Securities and Exchange Commission (SEC) enforcement varies at fiscal year- end. Using a sample of over 12,000 SEC enforcement actions, we find that the number of case filings in September, the final month of the SEC’s fiscal year, is approximately double the average of other...
Persistent link: https://www.econbiz.de/10013299186
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Role and Effectiveness of ASIC Compared with the SEC : Shedding Light on Regulation and Enforcement in the United States and Australia
Kavame Eroglu, Zehra G. - 2020
Australian Securities and Investments Commission's (ASIC) regulatory oversight of securities and financial markets has increased considerably over time. However, the wisdom of this model has recently been challenged by the Hayne Royal Commission as ASIC's enforcement activities were found to be...
Persistent link: https://www.econbiz.de/10012832728
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Electoral Cycles in Macroprudential Regulation
Müller, Karsten - 2020
Do politics matter for macroprudential policies? I show that changes in macroprudential regulation exhibit a …
Persistent link: https://www.econbiz.de/10012852520
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Electoral Cycles in Macroprudential Regulation
Müller, Karsten - 2021
Do politics matter for macroprudential policy? I show that changes to macroprudential regulation exhibit a predictable …
Persistent link: https://www.econbiz.de/10013315065
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Electoral cycles in macroprudential regulation
Müller, Karsten - 2019
Do politics matter for macroprudential policy? I show that changes to macroprudential regulation exhibit a predictable …
Persistent link: https://www.econbiz.de/10012135983
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Competition policy and sector-specific regulation in the financial sector
Hellwig, Martin - 2018
Reforms of financial regulation after the crisis of 2007-2009 raise the question of what is the relation between … financial regulators and competition authorities. Should competition authorities play a role in financial regulation? Should …-specific regulation involves authorities actually prescribing desired modes of behavior. The ongoing nature of relations makes regulators …
Persistent link: https://www.econbiz.de/10011879119
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Competition Policy and Sector-Specific Regulation in the Financial Sector
Hellwig, Martin F. - 2018
Reforms of financial regulation after the crisis of 2007-2009 raise the question of what is the relation between … financial regulators and competition authorities. Should competition authorities play a role in financial regulation? Should …-specific regulation involves authorities actually prescribing desired modes of behavior. The ongoing nature of relations makes regulators …
Persistent link: https://www.econbiz.de/10012914899