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The SEC and Regulation of Exchange-Traded Funds : A Commendable Start and a Welcome Invitation
Hu, Henry T. C. - 2019
Persistent link: https://www.econbiz.de/10012863913
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Faith-Based Financial Regulation : A Primer on Oversight of Credit Rating Organizations
Fitzpatrick, Thomas James; Sagers, Chris - 2011
During the past forty years, the simultaneous, symbiotic growth of financial innovation, disintermediation and deregulation has created an environment with extremely complex, opaque investment instruments. That system has now collapsed. At the very center of the crisis are a small group of...
Persistent link: https://www.econbiz.de/10014209183
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The Impact of Cryptocurrency Regulation on Trading Markets
Feinstein, Brian D. - 2020
tightly regulated. Others warn that regulation could simply cause trading activity to cross borders into less …
Persistent link: https://www.econbiz.de/10012828501
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Regulating by Numbers : The Trend Towards Increasing Empiricism in Enforcement Reporting by Financial Regulators
Gilligan, George - 2016
This article discusses a trend towards increased empiricism in enforcement reporting by financial regulators that emphasises greater use of numerical indicators. The article examines how the Australian Securities and Investments Commission (ASIC), the UK Financial Conduct Authority (FCA) and the...
Persistent link: https://www.econbiz.de/10012999624
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Regulating FinTech : From Legal Marketing to the Pro-Competitive Paradigm
Colangelo, Giuseppe - 2020
-competitive regulation underlying Open Banking projects in the EU, UK, Australia and other jurisdictions as the true game-changer approach …
Persistent link: https://www.econbiz.de/10012838414
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Hedge Fund Regulation, Performance, and Risk-Taking : Re-Examining the Effect of the Dodd-Frank Act
Restrepo, Fernan - 2020
regulated or largely exempted from regulation, the newly regulated funds experienced a significant decrease in reported profits …
Persistent link: https://www.econbiz.de/10012841071
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Beyond Macro-Prudential Regulation : Three Ways of Thinking About Financial Crisis, Regulation and Reform
Lothian, Tamara - 2013
This paper considers the debate about the "macro-prudential regulation" of finance in the context of a broader view of … dominant families of ideas about finance and its regulation share a failure of institutional imagination. Neoclassical … productive agenda of society. The fourth idea is that the regulation of finance, including what we now call macro …
Persistent link: https://www.econbiz.de/10013092132
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Capital Flows and Hedge Fund Regulation
Cumming, Douglas J. - 2009
This paper introduces a cross-country law and finance analysis of the regulatory impact on the level of capital flows and the sensitivity of capital flows in response to prior performance (that is, the ‘flow-performance' relationship) in the hedge fund industry. The data indicate that...
Persistent link: https://www.econbiz.de/10013157606
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How to Improve Retail Investor Protection After the Dodd-Frank Wall Street Reform and Consumer Protection Act
Black, Barbara - 2011
The Dodd-Frank Wall Street Reform and Consumer Protection Act gives the Securities and Exchange Commission the authority to deal with two issues especially important to retail investors. First, section 913 requires the SEC to conduct a six-month study on the effectiveness of existing standards...
Persistent link: https://www.econbiz.de/10013133735
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Post-Crisis Regulations, Market Making, and Liquidity in Over-the-Counter Markets
Wang, Xinjie - 2020
risk weight decreases in the post-regulation period. Overall, our paper points to an important unintended consequence of …
Persistent link: https://www.econbiz.de/10012850380