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Financial supervision
Securities and Exchange Commission (SEC)
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Großbritannien
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Dodd-Frank Act
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1985-1987
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The journal of investment compliance
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ECONIS (ZBW)
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SEC applies whistleblower protections to confidentiality agreements
Adams, Daniel
;
Chunias, Jennifer
;
Hale, Robert
;
Newell, John
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 19-21
Persistent link: https://www.econbiz.de/10011445960
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2
SEC releases additional no-action letters on “substantial implementation” of shareholder proxy access proposals
Newell, John
;
Hu, An-Yen
;
Weber, Bradley
- In:
The journal of investment compliance
17
(
2016
)
3
,
pp. 63-66
Persistent link: https://www.econbiz.de/10011623121
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