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SEC Rule 14a-8 shareholder proposals : no-action requests, determinants, and the role of SEC staff
Burke, Gregory - In: Journal of accounting and public policy 42 (2023) 1, pp. 1-26
Persistent link: https://www.econbiz.de/10014283403
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SEC proposes "pay-for-performance" disclosure rule
Engvall, David H.; Hooper, Reid S.; Gumbs, Keir D.; … - In: The journal of investment compliance 16 (2015) 3, pp. 24-27
Persistent link: https://www.econbiz.de/10011446001
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SEC Rule 14a-8 Shareholder Proposals : No-Action Requests, Determinants, and the Role of SEC Staff
Burke, Gregory - 2022
Under SEC Rule 14a-8, shareholders have the right to petition management to include a topic for vote on the annual …
Persistent link: https://www.econbiz.de/10013298021
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Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.; Romeo, Peter; Dye, Alan - In: The journal of investment compliance 16 (2015) 1, pp. 19-24
Persistent link: https://www.econbiz.de/10011344593
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SEC issues proposed investment company reporting rules
Greene, Nathan J. - In: The journal of investment compliance 16 (2015) 4, pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
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SEC issues proposed investment adviser reporting and disclosure rules
Greene, Nathan J. - In: The journal of investment compliance 16 (2015) 4, pp. 23-29
Persistent link: https://www.econbiz.de/10011438471
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The SEC’s evolving scrutiny of private equity firms : KKR hit with an unprecedented enforcement action for broken deal expense misallocation
Rendon Callahan, Veronica; Fleishhacker, Ellen Kaye; … - In: The journal of investment compliance 16 (2015) 4, pp. 39-42
Persistent link: https://www.econbiz.de/10011438478
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SEC proposes new compensation clawback rules
Brady, Andrew; Zaiss, Rolf; Persaud, Nyron - In: The journal of investment compliance 16 (2015) 4, pp. 43-46
Persistent link: https://www.econbiz.de/10011438479
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SEC applies whistleblower protections to confidentiality agreements
Adams, Daniel; Chunias, Jennifer; Hale, Robert; Newell, John - In: The journal of investment compliance 16 (2015) 3, pp. 19-21
Persistent link: https://www.econbiz.de/10011445960
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Has the SEC become the "Whistleblower's Advocate"?
Greer, Amy J.; Chan, Peter K. M. - In: The journal of investment compliance 16 (2015) 3, pp. 22-23
Persistent link: https://www.econbiz.de/10011445980