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Prorokowski, Lukasz - In: Journal of financial regulation and compliance : an … 23 (2015) 2, pp. 196-206

Persistent link: https://www.econbiz.de/10011342812

Enforcement mechanisms for SEC reporting deadlines

Dalton, Derek; Buchheit, Steve; Oler, Derek K.; Zhou, Ming - In: Research in accounting regulation 25 (2013) 2, pp. 185-195

Persistent link: https://www.econbiz.de/10010232441

Incentivising compliance with financial regulation

Heady, Christopher; Myles, Gareth D. - 2016

Persistent link: https://www.econbiz.de/10013162984

Incentivising Compliance with Financial Regulation

Heady, Christopher - 2017

Persistent link: https://www.econbiz.de/10012959797

Regulation Enforcement

Gmeiner, Michael; Gmeiner, Robert - 2021

This paper compares the effectiveness of two mechanisms of regulation enforcement: (1) the frequency of inspections and …

Persistent link: https://www.econbiz.de/10013212803

Regulation by Enforcement

Brummer, Chris; Yadav, Yesha; Zaring, David T. - 2023

action to be unfair, and in some instances, illegal. This Article revisits the New Deal origins of regulation by enforcement …

Persistent link: https://www.econbiz.de/10014355744

A theory of financial services competition, compliance and regulation

Michael, Bryane; Falzon, Joseph; Shamdasani, Ajay - 2015

Do financial regulation advisors help their clients become more profitable? In this paper, we present a model where … compliance costs and higher profit advantages they confer may lead to more regulation. Regulators may furthermore tighten … regulation - with the expectation that financial service firms will adapt somehow. We present a fresh perspective on the Menon …

Persistent link: https://www.econbiz.de/10010493950

Corporate governance and firm value : the impact of the 2002 governance rules

Chhaochharia, Vidhi; Grinstein, Yaniv - In: The journal of finance : the journal of the American … 62 (2007) 4, pp. 1789-1825

Persistent link: https://www.econbiz.de/10003522410

Cryptocurrency compliance and operations : digital assets, blockchain and DeFi

Scharfman, Jason A. - 2022

Cryptocurrencies and digital assets are increasingly garnering interest from institutional investors. This is on top of the already strong support in place for cryptocurrencies such as Bitcoin from the retail investor. With this rapid growth has come a series of complex operational and...

Persistent link: https://www.econbiz.de/10012659676

Basel compliance and financial stability : evidence from Islamic banks

Bitar, Mohammad; Ben Naceur, Samy; Ayadi, Rym; Walker, … - In: Journal of financial services research 60 (2021) 1, pp. 81-134

Persistent link: https://www.econbiz.de/10012618401

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