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Dodd-Frank Regulators, Cost-Benefit Analysis, and Agency Capture
Rose, Paul - 2013
regulation by requiring more than twenty federal agencies to promulgate nearly 400 new rules. Scholars, regulated entities …
Persistent link: https://www.econbiz.de/10013083242
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Regulation of Financial Derivatives : Some Policy Considerations
2011
securities in bearer form have already become the back bone of International Economy.Regulation of Financial Derivatives has a … regulation in the United States as well as in India is essentially a hybrid of "institutional" and "functional" regulation. Some … measures to ensure transparency and accountability. On the whole it can be seen that the derivative regulation is more focused …
Persistent link: https://www.econbiz.de/10013130674
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Network-Sensitive Financial Regulation
Enriques, Luca - 2019
. Yet, most of the existing rules in financial regulation are still “atomistic,” in that they fail to incorporate the fact …
Persistent link: https://www.econbiz.de/10012867572
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Network-Sensitive Financial Regulation
Enriques, Luca - 2019
. Yet, most of the existing rules in financial regulation are still “atomistic,” in that they fail to incorporate the fact …
Persistent link: https://www.econbiz.de/10012870636
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From IPOs to ICOs : The Impact of Blockchain Technology on Financial Regulation
Collomb, Alexis - 2018
blockchain technology on financial regulation. After an initial study of the underlying principles driving both processes, we …
Persistent link: https://www.econbiz.de/10012918231
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Reflections on Dual Regulation of Securities : A Case for Reallocation of Regulatory Responsibilities
Warren, Manning G. - 2011
securities regulation that had protected investors and their marketplace since the end of the Great Depression. This essay … author concludes that this reallocation of regulatory responsibility will realign the dual system of securities regulation to …
Persistent link: https://www.econbiz.de/10013133451
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The Perils of a Middle Road to Regulating Systemic Risk : The Volcker Rule's Risk Backstop Provisions
Massari, Jai R. - 2015
The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate systemically risky firms and activities — a truly Sisyphean task. In this Essay, we identify two paths regulators have taken: a “descriptive approach,” which involves...
Persistent link: https://www.econbiz.de/10013011346
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Think twice, it’s all right : lessons from the GameStop saga
Arrigoni, Matteo - 2021
Online trading platforms and internet communities facilitate access to financial markets and let investors reduce transaction and coordination costs. In this way: (1) they permit many people to be directed towards a single goal, but, at the same time, (2) they allow operations aimed at...
Persistent link: https://www.econbiz.de/10012587732
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FinTech in Uganda : Implications For Regulation
Rowan, Philip - 2020
FinTech holds great potential for both financial inclusion and economic development in a wider sense. Digital financial solutions have been expanding access and reach to consumers, especially the unbanked and under-banked. They have been significantly lowering the costs of providing financial...
Persistent link: https://www.econbiz.de/10012831902
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Policy Framework for Regulation of Financial Instruments – An Analysis with Special Emphasis to Financial Derivatives
2017
frame work for regulation of financial derivatives …
Persistent link: https://www.econbiz.de/10012947392