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securities in bearer form have already become the back bone of International Economy.Regulation of Financial Derivatives has a … regulation in the United States as well as in India is essentially a hybrid of "institutional" and "functional" regulation. Some … measures to ensure transparency and accountability. On the whole it can be seen that the derivative regulation is more focused …
Persistent link: https://www.econbiz.de/10013130674
gaps or deficiencies in the regulation of broker-dealers and investment advisers. These firms often perform similar …
Persistent link: https://www.econbiz.de/10012949826
reform. It argues that the process of reforming financial regulation should begin with a comprehensive, granular study of …-containment with regulatory reform and may end up designing a retrospective framework for financial regulation. A comprehensive post … reforms to the institutional structure of financial regulation. Ideally, such a process of regulatory reform would reduce the …
Persistent link: https://www.econbiz.de/10013158883
Adam Smith was allegorical, knowingly and profoundly, but after him things went downhill, or even dropped off a cliff. From science anxieties many liberals spurned allegory, touting foundations, facts, science, etc. But we see in their discourse, notably on the economic system as cooperation,...
Persistent link: https://www.econbiz.de/10012932482
Lynn Stout's paper on Risk, Speculation, and OTC Derivatives: An Inaugural Essay for Convivium develops an insightful legal-economic analysis of speculative trading. From one hand, the paper discusses the legal-economic framework of speculation and its recent transformation, making reference to...
Persistent link: https://www.econbiz.de/10013130175
securities regulation that had protected investors and their marketplace since the end of the Great Depression. This essay … author concludes that this reallocation of regulatory responsibility will realign the dual system of securities regulation to …
Persistent link: https://www.econbiz.de/10013133451
The English law of mortgage is remarkable. Its complexity rivals that of Euler's equation and could, in the same manner, be described as ‘beautiful'. Its stubborn retention of archaic terms and concepts operates in sharp contrast to the ever changing world of finance which it inhabits. Most...
Persistent link: https://www.econbiz.de/10013136101
Persistent link: https://www.econbiz.de/10013140086
implementing regulation two key procedural mechanisms: (1) a requirement of automatic subsequent review and reconsideration of the …
Persistent link: https://www.econbiz.de/10013113238
The history of rating agency reform has not been inspiring. Until recently, it seemed stuck in an ever-repeating cycle … of futility. A crisis would spur calls for reform, hearings would be conducted, the SEC would issue proposals and … of the recent financial crisis. In response to the crisis, the Dodd-Frank Wall Street Reform and Consumer Protection Act …
Persistent link: https://www.econbiz.de/10013120791